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Counterinsurgency / Insurgency

Doctrine / TTP (Past and Present)

Counterinsurgency – US Army Field Manual 3-24 / Marine Corps Warfighting Publication 33.3.5

Small Units Leaders’ Guide to Counterinsurgency – MCCDC (MCIP 3-33.01) (Ed. note, pardon the alternate online source, it is no longer available via FAS)

FM 3-07: Stability Operations and Support Operations (USA)

FM 3-07.22: Counterinsurgency Operations (USA)

FM 90-8 / MCRP 3-33A: Counterguerrilla Operations (USA & USMC)

HQ M-NC-I Counterinsurgency Guidance - Counterinsurgency Guidance from Headquarters, Multi-National Corps – Iraq. It is signed by Lieutenant General Ray Odierno. The prior link is the two-fer Arabic & English version. Here's Arabic only and English only.

FMFM-21: Operations Against Guerrilla Forces - 1962 Fleet Marine Force Manual.

Other

Psychological Operations in Guerrilla Warfare - Central Intelligence Agency Handbook for the Contras in Nicaragua.

Iraqi Insurgency Groups - (Global Security)

A Survey of Armed Groups in Iraq (Radio Free Iraq)

Issues / Concepts / Lessons

COIN Seminar with Dr. David Kilcullen - 26 September 2007 briefing slides

COIN Seminar with Dr. David Kilcullen - 26 September 2007 seminar report

Counterinsurgency Reader - Military Review, October 2006.  This volume compliments the new Army / Marine Corps field manual on counterinsurgency operations.  As the new doctrine explains, the conduct of counterinsurgency operations is a "graduate level" endeavor, full of paradoxes and challenges and different in many ways from conventional military combat.  The editors have designed the this collection of selected articles from Military Review to help leaders develop the understanding needed to prepare for the responsibilities they will shoulder leading America's sons and daughters in counterinsurgency operations.

Rethinking Insurgency - Steven Metz.  US Army Strategic Studies Institute monograph, June 2007. The U.S. military and national security community lost interest in insurgency after the end of the Cold War when other defense issues such as multinational peacekeeping and transformation seemed more pressing. With the onset of the Global War on Terror in 2001 and the ensuing involvement of the U.S. military in counterinsurgency support in Iraq and Afghanistan, insurgency experienced renewed concern in both the defense and intelligence communities. The author argues that while exceptionally important, this relearning process focused on Cold War era nationalistic insurgencies rather than the complex conflicts which characterized the post-Cold War security environment. To be successful at counterinsurgency, he contends, the U.S. military and defense community must rethink insurgency, which has profound implications for American strategy and military doctrine.

Learning from Iraq: Counterinsurgency in American Strategy - Steven Metz.  US Army Strategic Studies Institute monograph, December 2006.  While the involvement of the United States in counterinsurgency has a long history, it had faded in importance in the years following the end of the Cold War. When American forces first confronted it in Iraq, they were not fully prepared. Since then, the U.S. military and other government agencies have expended much effort to refine their counterinsurgency capabilities. But have they done enough?

Twenty-Eight Articles: Fundamentals of Company-level Counterinsurgency - David Kilcullen. Your company has just been warned for deployment on counterinsurgency operations in Iraq or Afghanistan. You have read David Galula, T.E. Lawrence and Robert Thompson. You have studied FM 3-24 and now understand the history, philosophy and theory of counterinsurgency. You watched Black Hawk Down and The Battle of Algiers, and you know this will be the most difficult challenge of your life. But what does all the theory mean, at the company level? How do the principles translate into action - at night, with the GPS down, the media criticizing you, the locals complaining in a language you don't understand, and an unseen enemy killing your people by ones and twos? How does counterinsurgency actually happen? If you have not studied counterinsurgency theory, here it is in a nutshell: this is a competition with the insurgent for the right and the ability to win the hearts, minds and acquiescence of the population. You are being sent in because the insurgents, at their strongest, can defeat anything weaker than you. But you have more combat power than you can or should use in most situations. Injudicious use of firepower creates blood feuds, homeless people and societal disruption that fuels and perpetuates the insurgency. The most beneficial actions are often local politics, civic action, and beat-cop behaviors. For your side to win, the people do not have to like you but they must respect you, accept that your actions benefit them, and trust your integrity and ability to deliver on promises, particularly regarding their security. In this battlefield popular perceptions and rumor are more influential than the facts and more powerful than a hundred tanks. Within this context, what follows are observations from collective experience: the distilled essence of what those who went before you learned. They are expressed as commandments, for clarity - but are really more like folklore. Apply them judiciously and skeptically. There are no universal answers, and insurgents are among the most adaptive opponents you will ever face. Countering them will demand every ounce of your intellect. But be comforted: you are not the first to feel this way. There are tactical fundamentals you can apply, to link the theory with the techniques and procedures you already know.

Counterinsurgcy Redux  - David Kilcullen.  Counterinsurgency is fashionable again: more has been written on it in the last four years than in the last four decades.  As William Rosenau of RAND recently observed,

insurgency and counterinsurgency…have enjoyed a level of military, academic, and journalistic notice unseen since the mid-1960s. Scholars and practitioners have recently reexamined 19th- and 20th-century counterinsurgency campaigns waged by the United States and the European colonial powers, much as their predecessors during the Kennedy administration mined the past relentlessly in the hope of uncovering the secrets of revolutionary guerrilla warfare. The professional military literature is awash with articles on how the armed services should prepare for what the U.S. Department of Defense (DoD) refers to as “irregular warfare,” and scholars, after a long hiatus, have sought to deepen our understanding of the roles that insurgency, terrorism, and related forms of political violence play in the international security environment.

This is heartening for those who were in the wilderness during the years when Western governments regarded counterinsurgency as a distraction, of interest only to historians. So it is no surprise that some have triumphantly urged the re-discovery of classical, “proven” counterinsurgency methods.  But, this paper suggests, some of this enthusiasm may be misplaced. In fact, today’s insurgencies differ significantly — at the level of policy, strategy, operational art and tactical technique — from those of earlier eras. An enormous amount of classical counterinsurgency remains relevant. Indeed, counterinsurgency provides the “best fit” framework for strategic problems in the War on Terrorism. But much is new in counterinsurgency redux, possibly requiring fundamental re-appraisals of conventional wisdom.

The American Way of War: Cultural Barriers to Successful Counterinsurgency - Jeffrey Record. Cato Institute policy analysis, September 2006.  The U.S. defeat in Vietnam, embarrassing setbacks in Lebanon and Somalia, and continuing political and military difficulties in Afghanistan and especially Iraq underscore the limits of America's hard-won conventional military supremacy. That supremacy has not delivered decisive success against nonstate enemies practicing protracted irregular warfare; on the contrary, America's conventional supremacy and approach to war—especially its paramount reliance on firepower and technology—are often counterproductive.  The problem is rooted in American political and military culture. Americans are frustrated with limited wars, particularly counterinsurgent wars, which are highly political in nature. And Americans are averse to risking American lives when vital national interests are not at stake. Expecting that America's conventional military superiority can deliver quick, cheap, and decisive success, Americans are surprised and politically demoralized when confronted by Vietnam- and Iraq-like quagmires.  The Pentagon's aversion (the Marine Corps excepted) to counterinsurgency is deeply rooted in the American way of warfare. Since the early 1940s, the Army has trained, equipped, and organized for large-scale conventional operations against like adversaries, and it has traditionally employed conventional military operations even against irregular enemies.  Barring profound change in America's political and military culture, the United States runs a significant risk of failure when it enters small wars of choice, and great power intervention in small wars is almost always a matter of choice. Most such wars, moreover, do not engage core U.S. security interests other than placing the limits of American military power on embarrassing display. Indeed, the very act of intervention in small wars risks gratuitous damage to America's military reputation.  The United States should abstain from intervention in such wars, except in those rare cases when military intervention is essential to protecting or advancing U.S. national security.

Anatomy of a Successful COIN Operation: OEF-P and the Indirect Approach - Colonel Gregory Wilson, U.S. Army.  Military Review article, November - December 2006.  The history of insurgent conflict during the Philippines Insurrection (1899-1902), Malayan Emergency (1948-1960), and Hukbalahap Rebellion (1946-1954) shows that successful COIN operations are protracted efforts that rely heavily on indigenous security forces.  Therefore, the U.S. WOT strategy should emphasize working indirectly “through, by, and with” indigenous forces and building their capacity to conduct effective operations against common enemies.

CORDS / Phoenix: Counterinsurgency Lessons from Vietnam for the Future - Mr. Dale Andrade and Lieutenant Colonel James Willbanks, US Army. Military Review article, March - April 2006. As the United States ends its third year of war in Iraq, the military continues to search for ways to deal with an insurgency that shows no sign of waning. the specter of Vietnam looms large, and the media has been filled with comparisons between the current situation and the “quagmire” of the Vietnam War. Differences between the two conflicts are legion, but observers can learn lessons from the Vietnam experience—if they are judicious in their search. For better or worse, Vietnam is the most prominent historical example of American counterinsurgency (COIN) - and the longest - so it would be a mistake to reject it because of its admittedly complex and controversial nature. An examination of the paci­fication effort in Vietnam and the evolution of the Civil Operations and Revolutionary Development Support (CORDS) program provides useful insights into the imperatives of a viable COIN program.

The Long Small War: Indigenous Forces for Counterinsurgency - Lieutenant Colonel Robert Cassidy, US Army. Parameters article, Summer 2006. The United States and its partners are prosecuting a protracted war against insurgents and terrorists who are animated by an ideology stemming from a radical fundamentalist interpretation of Islam. As of early 2006, the American national security bureaucracy began to use the appellation the “long war” in place of the Global War on Terrorism. At least one document describes this long war as the defining struggle of our generation, one that shifts emphasis from large-scale conventional military operations to small-scale counterinsurgency operations. The long war may last for decades.  In distilled form, the corpus of current national strategic and military documents calls for American forces to leverage allies to help defeat insurgent and terrorist enemies in this perennial effort. For instance, the National Security Council’s November 2005 National Strategy for Victory in Iraq calls for the development of Iraqi security forces while simultaneously carrying out a counterinsurgency campaign to defeat insurgents in Iraq. It identifies Iraq as a principal arena in the war against terror, stating that success there is an essential element in the long war. As another example, the February 2006 National Military Strategic Plan for the War on Terrorism, the American military-strategic framework for prosecuting the long war, tasks the American military both to enable partner nations to counter terrorism and to help counter international ideological support for terrorism. Most recently, the March 2006 National Security Strategy of the United States of America states that the United States must “strengthen alliances to defeat global terrorism” and stresses the need to work with allies and to build indigenous security forces to defeat terrorists and insurgents in Iraq and elsewhere.

Revisiting CORDS: The Need for Unity of Effort to Secure Victory - Major Ross Coffey, US Army. Military Review article, March - April 2006. According to the National Strategy, weekly strategy sessions at the highest levels of the U.S. Government ensure that Iraq remains a top priority. At the operational level, the “team in Baghdad—led by Ambassador Zalmay Khalilzad and General George Casey—works to implement policy on the ground and lay the foundation for long-term success.” Each of the eight pillars have corresponding interagency working groups to coordinate policy, review and assess progress, develop new proposals, and oversee the implementation of existing policies. The multitracked approach (political, security, and economic) to counterinsurgency in Iraq has historical parallels with the Civil operations and Revolutionary Development Support (CORDS) program of the Vietnam War era. established in 1967, CORDS partnered civilian and military entities engaged in pacification of Vietnamese rural areas. The program enhanced rural security and local political and economic development and helped defeat the Viet Cong (VC) insurgency. Significantly, CORDS unified the efforts of the pacification enti­ties by establishing unity of command throughout the combined civil-military organization. Lack of unity of effort is perhaps the most significant impediment to operational-level interagency action today. The victorious conditions the National Strategy describes might be unachievable if the interagency entities present in Iraq do not achieve unity of effort. To help achieve unity of effort, Multi-Force–Iraq (MNF-I) and the nation should consider adopting a CORDS-like approach to ensure integrated action and victory.

Draining the Swamp: The British Strategy of Population Control - Lieutenant Colonel Wade Merkel, US Army. Parameters article, Spring 2006.  Thirty years after the end of the Vietnam War, the United States and its Army again find themselves confronted with a tenacious insurgency, this time in Iraq. Given our decidedly mixed record in counterinsurgency operations, we tend to look elsewhere for successful models. Many look to the British, especially their exemplary and thorough victory in Malaya, to provide such a model.1 Commentators cite the British Army’s superior organizational adaptability and flexibility, strategic patience, their predilection for using the minimum force necessary, the relative ease with which they integrated civil and military aspects of national power, and the apparent facility with which they adapted their strategies to local circumstances of geography and culture.  We would indeed do well to emulate the aforementioned characteristics of British counterinsurgency practice, but there was more to British success in Malaya than a good attitude. The key element of their success was the effective internment of the Chinese “squatter” population, the segment of Malayan society from which the insurgents almost entirely drew their strength.2 By interning the “squatters” in fortified “New Villages,” the British and their Malayan allies were able to deny the communist insurgents access to recruits, food, and military supplies. It also allowed them to narrow the scope of their intelligence efforts, as the insurgents had to maintain contact with their base under the very noses of the Anglo-Malayan government.

Managing Counterinsurgency: Lessons from Malaya - Walter C. Ladwig III. Military Review article, March - April 2006. May-June 2007.  What are the mechanisms by which interagency and inter-governmental integration can be achieved? FM3-24 highlights the unity of effort achieved in Vietnam through the Civil Operations and Rural Development Support organization. Yet this is only one method of integrating civil and military efforts in counterinsurgency. The British achieved effective integration in a host of successful counterinsurgency campaigns through the employment of an executive-committee system. Among these campaigns was the Malayan Emergency, a British-led campaign against Communist guerrillas that lasted from 1948 to 1960. The Malayan Emergency is an example of successful coordination between the civil and military elements of government as well as between multiple nations. Making war by committee is not usually the best approach to military operations, but the British experience in Malaya is a case of a successful counterinsurgency effort conducted against the backdrop of a complex political arrange­ment. It demonstrates one method of achieving close coordination and effective management of civil and military resources.

Strategic Challenges for Counterinsurgency and the Global War on Terrorism - Dr. Williamson Murray. US Army Strategic Studies Institute study, September 2006.  In March 2006, President George W. Bush signed a new National Security Strategy that he refers to as a “wartime national security strategy” and states that to follow the path the United States has chosen, we must “maintain and expand our national strength.” One way to do this is to study and propose solutions to the complex challenges the United States faces in the 21st century. At the U.S. Army War College, the students have embraced this challenge and spend a year developing their intellectual strength in areas that extend well beyond the familiar operational and tactical realm to which they are accustomed. This collection of essays written by students enrolled in the U.S. Army War College Advanced Strategic Art Program (ASAP) reflects the development of their strategic thought applied to a wide range of contemporary issues based in theory, doctrine, strategy and history.

Counterinsurgency: A Symposium, April 16-20, 1962 - Rand. This report is based on the Symposium on Counterinsurgency held at Rand’s Washington Office during the week of 16 April 1962. The purpose of the symposium was to bring together those with first-hand experience of guerrilla and counterguerrilla warfare for informal exchanges of information that might lead to fresh insights and a detailed body of expert knowledge. The subjects discussed include patterns and techniques of counterinsurgency, effective organizational and operational approaches, political action, psychological warfare, intelligence and counterintelligence, and requirements for victory. This new release of the report includes a new foreword by Stephen T. Hosmer that elucidates the relevance of this symposium to contemporary guerrilla and counterguerrilla operations.

Irregular Warfare: Counterinsurgency Challenges & Perspectives - Briefing slides from the 10 October 2006 Dwight D. Eisenhower National Security Series panel.  Includes the presentations of the four panelists:

Small Wars Project: Disarming the Local Population - Arthur Lewis Speyer III. US Marine Corps Command and Staff College thesis, May 2006. Disarmament operations are a critical component of security and stability operations (SASO).  Despite the frequency and importance of disarmament missions to SASO, limited current guidance exists to aid commanders.  Disarmament operations do not lend themselves to simple checklists for success.  The single, most significant factor in predicting a successful disarmament operation is the psychological aspects or perception of security by the local population.  In addition, disarmament operations require the careful balance of incentives and punishments through voluntary and coercive methods. Disarmament operations do not take place in a neutral environment, but inside a complex cultural, religious, historical context.  To successfully conduct a disarmament operation, one must understand the role weapons play within the targeted culture. By working within local cultural hierarchies and understanding the cultural terrain, tact and diplomacy are powerful toolsets.  As Marines continue to conduct disarmament missions worldwide, more detailed guidance is needed so Marines do not have to re-learn the same lessons from conflict to conflict.  Disarmament operations will be a central focus of future battlefields.  The lessons learned go well beyond Iraq and Afghanistan.  The millions of unaccounted small arms will be a permanent feature on all future threat environments.  The proper neutralizations of these weapons is a core tenet of SASO missions and critical to force protection.  The absorption of these issues into training and doctrine is essential for Marines to succeed in the wars of the future.

External Assistance: Enabler of Insurgent Success - Jeffrey Record. Parameters article, Autumn 2006. Much of the key theoretical literature on the phenomenon of weak victories over the strong discounts or altogether ignores the importance of external assistance. Andrew Mack argues that the best explanation of insurgent success is possession of superior political will and therefore greater readiness to sacrifice; the insurgents win because they wage a total war against an enemy that fights but a limited war. Ivan Arreguin-Toft contends that superior strategy—e.g., protracted irregular warfare against a conventional foe—best explains insurgent victories.  Gil Merom believes that chances of insurgent success hinge greatly on government regime type; insurgencies fare much better against democracies than against dictatorships because the former lack the stomach for brutal repression.  These explanations share a common assumption: the key to offsetting the stronger side’s material superiority lies in the weaker side’s possession of superiority in such intangibles as political will and strategy. The United States was defeated in Indochina because the Vietnamese Communists displayed a far greater willingness to fight and die5 and pursued a strategy that simultaneously limited their exposure to US military strengths (firepower, air mobility) and exploited American political vulnerabilities (the electorate’s aversion to indecisive, protracted wars for limited objectives).  However, even the most committed and cunning insurgency cannot hope to win without material resources. A rebellion must have arms. The Vietnamese Communists, among the most tenacious and skilled enemies the United States has ever fought, could hardly have prevailed unarmed, which is how they would have had to fight absent the massive Soviet and Chinese assistance they in fact received. North Vietnam, the political and military engine of the Communist war in Indochina, had no arms industry; it had to import even small arms and small-arms ammunition from the Soviet Union, China, and other Communist Bloc countries. The Soviets and the Chinese also supplied trucks, radios, medicines, medical equipment, artillery, tanks, fighter aircraft, naval vessels, an integrated state-of-the-art national air defense system, thousands of technical advisors, and over 300,000 (Chinese) logistics troops who manned and maintained North Vietnam’s railroad system against US air assault.6 Had the Vietnamese Communists been isolated from external assistance, as were their fellow Communist insurgents in Malaya and the Philippines in the latter 1940s and early 1950s, they almost certainly would have suffered the same fate: defeat. But the United States was never in a position to seal off North Vietnam from the Communist Bloc, much less South Vietnam from North Vietnam. It was the combination of stronger political will, superior strategy, and foreign help that decided the Vietnam War.

Challenges in Fighting a Global Insurgency - Lieutenant General David Barno, US Army (Ret.). Parameters article, Summer 2006.  The strategic nature of war has changed, and our military and government are striving to adapt to fight and win in this new environment. Today we are engaged in a global counterinsurgency, an unprecedented challenge which requires a level of original strategic thought and depth of understanding perhaps comparable only to that of the Cold War. Our ongoing political-military actions to achieve success in Iraq and Afghanistan are simply subordinate efforts of this larger, complex world war. Our enemies today clearly understand the value of asymmetrical approaches when dealing with the overwhelming conventional combat power of the United States military. Unfortunately, our unmatched conventional capability has slowed the US response to the changing, asymmetrical nature of modern war. We as a military are at risk of failing to understand the nature of the war we are fighting—a war which has been characterized as “a war of intelligence and a war of perceptions.” We must confront this dilemma and take our thinking to a new strategic level in this era to understand the tools and strategic approaches required to create victory in this very different 21st-century environment.

The “Problems of Mobilization” and the Analysis of Armed Groups - Dr. Anthony Vinci.  Parameters article, Spring 2006.  The first step in knowing your enemy is deciding what to call him. When dealing with non-state, armed groups, there is a set list of categories which are used for classification. These categories include insurgent, guerilla, warlord, terrorist, and militia. From this initial classification we tend to apply a set of assumptions about the groups for our analysis and response. For instance, if we believe we are fighting a guerilla insurgency, we ask where the popular support is coming from; or if it is a terrorist group, we apply counter-terror tactics.  The danger in this approach is that poor classification and analysis may lead to an improper response. At best, this may be ineffective; at worst, it can be catastrophic. For instance, the Ugandan government began by treating the Lord’s Resistance Army (LRA) as a guerilla insurgency, and this led to standard strategies such as creating protected hamlets in order to distance the group from local support. However, the LRA had never had much local support, nor did it really need it. Thus, the protected hamlet strategy has not reduced the LRA’s ability to continue the conflict and has served only to further alienate the affected population from the Ugandan government. If the LRA was better classified and analyzed, the Ugandan army’s response might have been more effective.

Training Indigenous Forces in Counterinsurgency: A Tale of Two Insurgencies - Lieutenant Colonel James Corum. US Army. US Army Strategic Studies Institute monograph, March 2006. The author examines the British experience in building and training indigenous police and military forces during the Malaya and Cyprus insurgencies. These two insurgencies provide a dramatic contrast to the issue of training local security forces. In Malaya, the British developed a very successful strategy for training the Malayan Police and army. In Cyprus, the British strategy for building and training local security forces generally was ineffective. The author argues that some important lessons can be drawn from these case studies that are directly applicable to current U.S. counterinsurgency doctrine.

How to Win in Iraq - Andrew F. Krepinevich Jr. Foreign Affairs article, September / October 2005. Because they lack a coherent strategy, U.S. forces in Iraq have failed to defeat the insurgency or improve security. Winning will require a new approach to counterinsurgency, one that focuses on providing security to Iraqis rather than hunting down insurgents. And it will take at least a decade.

The Importance of Building Local Capabilities: Lessons from the Counterinsurgency in Iraq - Anthony Cordesman. Center for Strategic and International Studies report, July 2006.  This report argues for fundamental changes in the way the US plans to fight counterinsurgency and counterterrorism campaigns. It argues that the US must place far higher reliance on local allies in both counterinsurgency and counterterrorism campaigns. It also argues that the US must work with existing allied governments and seek reform and transformation at the far slower pace that Middle Eastern and other nations and societies in the developing world can accept.

Iraqi Insurgency - Talk of the Nation National Public Radio audio roundtable, June 2005. Guests are David Greene (NPR correspondent),  Christopher Gelpi (associate professor of Political Science at Duke University), Colonel Thomas X. Hammes (U.S. Marine Corps, author of The Sling and the Stone: On War in the 21st Century), Shawn Woodward (military historian at the Dupuy Institute) and Stanley Karnow (Pulitzer Prize-winning journalist, author of In Our Image: America's Empire in the Philippines and Vietnam: A History).

Iraqi Insurgent Media: The War Of Images And Ideas - Daniel Kimmage and Kathleen Ridolfo.  Radio Free Europe / Radio Liberty report, June 2007.  The book-length report, "Iraqi Insurgent Media: The War Of Images And Ideas" by RFE/RL regional analysts Daniel Kimmage and Kathleen Ridolfo, provides an in-depth analysis of the media efforts of Sunni insurgents, who are responsible for the majority of U.S. combat deaths in Iraq. Kimmage and Ridolfo argue that the loss of coordination and message control that results from decentralization has revealed fundamental disagreements about Iraq's present and future between nationalist and global jihadist groups in Iraq and that these disagreements are ripe for exploitation by those interested in a liberal and democratic Iraq.

Counterinsurgency: Relearning How to Think - Lieutenant Colonel Gerald Galloway, US Army.  US Army War College Strategy Research Project, 2005.  The U.S. military's experience with insurgencies spans its history from the American Revolution to its recent experiences in Iraq and Afghanistan. The current geostrategic environment is fertile for global insurgency, primarily the threat of radical Islamic extremists who have learned to leverage 21st century technologies to enhance their strategic power projection capability. This paper will examine the adequacy of current U.S. counterinsurgency strategic policy, operational concepts and doctrine. Through the review of two case studies, the British Army in Malaya 1948-1960 and the United States Army in the Philippines 1898-1902, insights for strategic leaders and planners will be gleaned and proposed for inclusion in future doctrinal updates.

Rethinking the Challenge of Counterinsurgency Warfare: Working Notes - Anthony Cordesman. Center for Strategic and International Studies paper, November 2005. Much of the analysis of counterinsurgency is similar to the parable of the blind men and the elephant, except the men are not totally blind and the elephant keeps changing its shape and behavior:

  • We see the portion of the problem with we fight or work with directly, or where we focus our research.
  • We read the same old histories and case studies – forgetting all have failed before.
  • We reinvent the same technical solutions in new forms.
  • We find the answer that suits the facts, as we know them.
The question is how should the US really deal with these issues, and how do we become less blind and more conscious of the fact the elephant is not static and is not subject to rules we can issue in simplified form.

Reinventing the Counterinsurgency Wheel - Major Adam Strickland, USMCR. Small Wars Journal article, July 2005. Just as early philosophers sought answers to questions concerning the essence of life, for over two thousand years military strategists and theorists have sought answers to the most basic questions on warfare. To this end, men such as Sun Tzu in the 4th Century B.C.E. with The Art of War, and General Carl Von Clausewitz in the 19th Century A.C.E. with On War completed works that remain the standards by which all military thought emanates and is compared, and from which nearly every soldier, sailor, airman, and Marine are taught. Similarly, men such as General Sir Frank Kitson, Sir Robert Thompson, Ernesto Guevara, and Chairman Mao Zedong each completed seminal works on insurgency and counterinsurgency in the 1930s, 60s and 70s that should be utilized in the same manner and with the same respect as Clausewitz; however, receive little attention from military theorists and concept writers today. As the military struggles with the application of limited resources against a seemingly endless demand for troops and leaders prepared for the rigors of counterinsurgency operations, countless persons have been tasked to investigate the fundamentals of insurgency and counterinsurgency (COIN) as the military services struggle to produce new COIN doctrine for our troops engaged in Iraq and Afghanistan.  Just as no one would dare assert that they could articulate conventional military theory better than Sun Tzu or Clausewitz, no one should assume that any document produced will be more helpful or well-articulated than those already available by Thompson, Kitson, etc. on insurgency and counterinsurgency, and thus cease all efforts to reinvent the wheel and needlessly expend limited resources.

Small Wars and Counter-Insurgency Warfare: Lessons from Iraq - Major M. W. Shervington, British Army. Cranfield University thesis, July 2005. On 1 May 2003, President George W. Bush stood aboard USS Abraham Lincoln, in front of a banner stating ‘Mission Accomplished’, and declared that ‘major combat operations have ended. In the battle for Iraq, the United States and our allies have prevailed.’ The President’s declaration has proved to be a false dawn. Despite a breathtaking conventional military campaign that removed Saddam Hussein’s regime in 43 days, the US-led Coalition has since been embroiled in countering an increasingly violent, diverse and unpredictable insurgency. This dissertation provides some historical perspective to the development of insurgency and counter-insurgency. It traces the background to the creation of the modern state of Iraq. It examines the post-conflict insurgency in Iraq. It considers those decisions made by the Coalition that most contributed to its emergence and growth. It analyses those lessons that should contribute to future British counterinsurgency (COIN) doctrine. The paper addresses four themes. First, the US military alone in Iraq is conducting a COIN campaign against an insurgency that is unprecedented in history. Secondly, key lessons for British COIN doctrine must be learnt from the American politico-military experience; the British Army must therefore be receptive and open-minded. Thirdly, Iraq has witnessed a continued failure by American and British policy-makers to learn the lessons from history. Lastly, COIN operations in Iraq have to win the hearts and minds of the Iraqi people as they have to do with the perceptions of the wider Muslim world and the American and British electorates. It is a battle of perceptions in a war over ideas.

Strategic Aspects of Counterinsurgency - Colonel Joseph Celeski (USA Ret.). Military Review article, march - April 2006. After the fall of the Berlin Wall and end of the Cold War, new debates began at the U.S. Army Command and General Staff College at Fort Leavenworth, Kansas, about the changing nature of the threat environment. What would the 1990s bring in the form of strategic threats to America? The War on Drugs? Transnational crime? Asym­metric warfare and fights in the urban environment? Next “big one?” Not much debate occurred on irregular warfare, however, because the military still existed in a bubble of denial about its Vietnam War experience. Those who sought to learn about theoretical warfare areas other than Clausewitzian trinitarian warfare found but one elective on the subject of irregular warfare and could only learn about indirect war by reading Sun Tzu. Conventional military strategists did not hold counterinsurgency (COIN) and irregular warfare acolytes in high esteem. In fact, strategists marginal­ized COIN and irregular warfare, never regarding irregular warfare as worthy of strategic-level discus­sions. This attitude hindered the formulation of an unconventional warfare (UW) theory and kept irreg­ular warfare out of strategic wargaming scenarios. In fact, strategists viewed counterinsurgency as a discipline with tactical and operational components that did not lend themselves to strategic consider­ation. Ironically, strategists continued to believe this even as all of the ingredients for a national security debate and the elevation of this form of war to a strategic art were forming around them. True strategic thinking on the subject of COIN and irregular warfare should consider time and space and the long strategic view. What will the critical areas for the global war on terrorism (GWOt) be in the near future? One day we will find ourselves out of Iraq and Afghanistan with our force postured for the next crisis. What strate­gic direction will we take, and what should we be prepared to accomplish?

Principles, Imperatives, and Paradoxes of Counterinsurgency - Eliot Cohen, Lieutenant Colonel Conrad Crane (USA Ret.), Lieutenant Colonel John Horvath (USA), and Lieutenant Colonel John Nagl (USA).  Military Review article, March - April 2006. America began the 20th century with military forces engaged in counterinsurgency (COIN) operations in the Philippines. Today, it is conducting similar operations in Afghanistan, Iraq, and a number of other countries around the globe. During the past century, Soldiers and marines gained considerable experience fighting insurgents in Southeast Asia, Latin America, Africa, and now in Southwest Asia and the Middle East. Conducting a successful counterinsurgency requires an adaptive force led by agile leaders. While every insurgency is different because of distinct environments, root causes, and cultures, all successful COIN campaigns are based on common principles. All insurgencies use variations of standard frameworks and doctrine and generally adhere to elements of a definable revolutionary campaign plan. In the information age, insurgencies have become especially dynamic. Their leaders study and learn, exchange information, employ seemingly leaderless networks, and establish relationships of convenience with criminal gangs. Insurgencies present a more complex problem than conventional operations, and the new variants have a velocity that previous historical insurgencies never possessed.

A Hundred Osamas: Islamist Threats and the Future of Counterinsurgency - Dr. Sherifa Zuhur. US Army Strategic Studies Institute monograph, January 2006. This monograph takes its title from President Hosni Mubarak’s prediction that American involvement in Iraq would give rise to a “hundred Osamas.” The author explores “the new jihad” and the regeneration of Islamist insurgencies and extremist movements in the context of religious and political movements throughout the Muslim world. It describes the contributions of various Islamist leaders to this discourse of extremism and how their strategies of recruitment, retention and engagement function. In contrast, various U.S. responses to extremists are critiqued, and new elements of a counterstrategy are proposed.

What Lies Beneath: Saddam's Legacy and the Roots of Resistance in Iraq - Captain Peter Munson, USMC. US Navy Naval Postgraduate School thesis, December 2005.  Saddam Hussein’s patrimonial coercive rule reshaped major aspects of the Iraqi state and society, providing structures and motivations that have fueled resistance in the wake of regime change. By linking literature describing the effects of Ba’ath rule on the Iraqi state, society, and individual to the characteristics and motivations of the resistance, a more nuanced understanding of the complex landscape of Iraqi transition is possible. Repressive regimes produce a lasting and complex legacy in the structures of state and society that they leave behind. This legacy is often contentious and unpredictable, complicating efforts toward a democratic transition. This thesis concludes that, in the case of Iraq, patrimonial coercive rule produced a set of Sunni sub-state power structures that coveted the state and personal powers enjoyed under the old system. This sub-state landscape has proven to be difficult terrain for a successful transition, producing a network of actors that resist for varied motives. Exploration of the case of Iraqi transition reveals a demand for balanced political and military policies that address the sociopolitical roots of the resistance as well as the violent symptoms. Military initiatives alone cannot produce a solution to the problems in Iraq.

Maginot Line or Fort Apache? Using Forts to Shape the Counterinsurgency Battlefield - Lieutenant Colonel Geoffrey B. Demarest, U.S. Army, Retired, Ph.D., J.D., and Lieutenant Colonel Lester W. Grau, U.S. Army, Retired. Military Review article, November - December 2005. As the 19th Century waned and the 20th century dawned, T. Miller-Maguire, a noted, prolific military writer, disparaged the fortification mentality of the French, citing the futility of their northern fortifications during the 1800s. In 1899, he scorned French efforts in the Ardennes well before the failures of those fortifications during World Wars I and II. Maguire was not alone. Fortifications and forti­fied field works have a bad reputation among ca­sual military historians and experienced generals. The generations after Maguire saw the Maginot Line bypassed and the vaunted Eban Emael taken easily by German paratroops and concluded fortifi­cations are expensive, become obsolete rapidly, and are bypassed easily if not taken. Moreover, troops garrisoning fortifications are prone to defensive-mindedness and timidity. Offensive-mindedness and maneuver are preferred to indecisive, pro­tracted fortification warfare. Even so, fortifications have served well in certain strategic contexts and should not be discarded as a contributing element in strategic military planning.

Operation Knockout: COIN in Iraq. Colonel James K. Greer, U.S. Army. Military Review article, November - December 2005. On 12 December 2005, Coalition and Iraqi forces demonstrated again the flexibility and agility so necessary for counterinsurgency (COIN) operations against a smart, adaptive foe. After concentrating large-scale operations for months in Ninewah and Al Anbar Provinces northwest and west of Baghdad, Coalition forces conducted a new, no-notice operation in Diyala Province, northeast of Baghdad. Named Operation Knockout, this successful action reinforced the tactics, techniques, and procedures needed to defeat the insurgents and terrorists in Iraq. The bread-and-butter offensive COIN operation in Iraq is the battalion and smaller unit cordon and search. From 2003 to 2004, Coalition forces conducted literally dozens of these operations daily. In 2005, however, Iraqi Security Forces independently planned, prepared for, and conducted most cordon and search operations. Confronted constantly by these operations, some insurgent and terrorist cells adapted to survive; others did not, and Coalition and Iraqi forces disrupted their operations or destroyed them. Coalition and Iraqi forces have also been successful in large-scale, deliberate offensive operations such as in Fallujah in November 2004 and in Tal Afar in September 2005. Publicized ahead of time and with deliberate force buildups accompanied by provincial, tribal, and sectarian diplomacy, these large-scale operations resulted in significant gains in two major insurgent strongholds—gains that were reinforced with economic, social, and civil efforts. As with cordon and search operations, large-scale offensive operations are increasingly Iraqi-led. For example, in 2004 nine Coalition battalions led five Iraqi Army battalions in the attack on Fallujah. By contrast, in the successful 2005 attack on Tal Afar, 11 Iraqi Army battalions led 5 Coalition battalions. Coalition forces killed or captured insurgents who did not flee Tal-Afar, disrupted their cells, and restored law and order to the towns and surrounding areas.

Déjà Vu All Over Again? - Lieutenant Colonel Charles Armstrong, USMC (Ret). Marine Corps Gazette article, October 2004. On 16 July 2003, Central Command’s new leader, GEN John Abizaid, told the press, “Saddam Hussein loyalists . . . are conducting what I would describe as a classical, guerrilla-type campaign against us.” A few days later a news report from Afghanistan referred to a battle between U.S. troops and Taliban insurgents. A month later U.S. Marines landed in Liberia to start a peacekeeping mission of undetermined length. Is this déjà vu, or are things really different this time? I predict counterinsurgency experts are about to be in greater demand.

Can the “War on Terror” Be Won? - Anthony Cormack. Small Wars Journal article, July 2005. The ‘War on Terror’ can and must be won. However, in order to do so the West – and, as keystone to the West’s defences, the United States most of all – must undertake a fundamental and wide ranging re-assessment of the conflict in light of Clausewitz’s timeless advice. Once the nature of the conflict is discerned, the means and ways to achieve victory will become more readily grasped. When seen in this light, it becomes self-evident that the ‘war on terror’ is not a war on terror – there can be no such thing - but a war against a distinct terrorist group, al Qaeda, and its affiliates, which is conducting a global insurgency campaign against the West. Although this Global Salafist Insurgency exhibits various distinctive characteristics, time-tested principles of counterinsurgency will provide the bedrock upon which a successful campaign can be formulated.

Is There a Deep Fight in a Counterinsurgency? - Major Lee Grubbs (USA) and Major Michael Forsyth (USA). Military Review article, July-August 2005. Is there a deep fight in counterinsurgency operations? Based on our experience as planners in Combined Joint Task Force 180 during Operation Enduring Freedom (OEF) IV in Afghanistan, we say, “Yes.” Our previous military education and training taught us that depth on the battlefield was physical in nature. Field Manual 3-0, Operations, states that “depth is the extension of operations in time, space, and resources.”1 This is a decidedly linear construction of the battlefield based on industrialized warfare between conventional enemies. Because little has been written about the deep battle in an insurgency environment, this article examines depth in the nonlinear battlefield and how planners might develop operational effects to defeat insurgencies.

Going to War With the Allies You Have: Allies, Counterinsurgency, and the War on Terrorism - Dr Daniel Byman. US Army Strategic Studies Institute monograph, November 2005. Potential U.S. allies in counterinsurgencies linked to al-Qa’ida frequently suffer from four categories of structural problems: illegitimate (and often repressive) regimes; civil-military tension manifested by fears of a coup; economic backwardness; and discriminatory societies. Because of these problems, allies often stray far from the counterinsurgency (COIN) ideal, both militarily and politically. Their security service culture often is characterized by poor intelligence; a lack of initiative; little integration of forces across units; soldiers who do not want to fight; bad leadership; and problems with training, learning, and creativity. In addition, the structural weaknesses have a direct political effect that can aid an insurgency by hindering the development and implementation of a national strategy, fostering poor relations with outside powers that might otherwise assist the COIN effort (such as the United States), encouraging widespread corruption, alienating the security forces from the overall population, and offering the insurgents opportunities to penetrate the security forces. Washington must recognize that its allies, including those in the security forces, are often the source of counterinsurgency problems as well as the heart of any solution. The author argues that the ally’s structural problems and distinct interests have daunting implications for successful U.S. counterinsurgency efforts. The nature of regimes and of societies feeds an insurgency, but the United States is often hostage to its narrow goals with regard to counterinsurgency and thus becomes complicit in the host-nation’s self-defeating behavior. Unfortunately, U.S. influence often is limited as the allies recognize that America’s vital interests with regard to fighting al-Qa’ida-linked groups are likely to outweigh any temporary disgust or anger at an ally’s brutality or failure to institute reforms. Training, military-to-military contacts, education programs, and other efforts to shape their COIN capabilities are beneficial, but the effects are likely to be limited at best.

Speak No Evil: Targeting a Population’s Neutrality to Defeat an Insurgency - Captain Christopher Ford, US Army. Parameters article, Summer 2005. Operation Iraqi Freedom was predicated partially on a presumption of widespread popular support among the Iraqi people for the overthrow of Saddam Hussein. The theory held that a relatively small military force could topple the Ba’athist regime with swift attacks aimed at key targets. Then, using momentum secured by liberating an oppressed people, a temporary government comprised of expatriate technocrats could step in to rule the country until a government could be elected. Shortly thereafter, the reasoning held, the country would achieve stability and the United States could dramatically reduce troop levels. This vision was largely deflated shortly after coalition troops dashed north, securing vast swaths of Iraq and quickly destroying remnant military forces. Despite stunning military success, the victory failed to simultaneously produce the anticipated wellspring of support. Within three months of the fall of Baghdad, this notion was completely discredited as Iraq found itself in the grip of a nationwide wave of violence. The violence has continued, remaining remarkably consistent despite periodic surges and depressions of attacks. During this time, the coalition flooded the country with hundreds of thousands of troops and billions of dollars in reconstruction aid.3 Despite significant troop numbers, large sums of money, and a great deal of personal commitment by all forces over the past two years, one thing has remained predictably constant: the population’s neutrality. The recent national elections in January present the most marked aberration from the population’s general ambivalence; yet it remains to be seen whether this represents the genesis of a paradigm shift.

The Evolution of a Revolt - T. E. Lawrence. Army Quarterly and Defence Journal, 1920. In the emergency it occurred to me that perhaps the virtue of irregulars lay in depth, not in face, and that it had been the threat of attack by them upon the Turkish northern flank which had made the enemy hesitate for so long. The actual Turkish flank ran from their front line to Medina, a distance of some fifty miles: but, if we moved towards the Hejaz railway behind Medina, we might stretch our threat (and, accordingly, their flank) as far, potentially, as Damascus, eight hundred miles away to the north. Such a move would force the Turks to the defensive, and we might regain the initiative. Anyhow, it seemed our only chance, and so, in January, 1917, we took all Feisal's tribesmen, turned our backs on Mecca, Rabegh and the Turks, and marched away north two hundred miles to Wejh, thanks to the help of the British Red Sea Fleet, which fed and watered us along the coast, and gave us gun-power and a landing party at our objective. This eccentric movement acted like a charm. Clausewitz had said that rearguards modulate the enemy's action like a pendulum, not by what they do, but tby their mere existence. We did nothing concrete, but our march recalled the Turks (who were almost into Rabegh) all the way back to Medina, and there they halved their force. One half took up the entrenched position about the city, which they held until after the Armistice. The other half was distributed along the railway to defend it against our threat. For the rest of the war the Turks stood on the defensive against us, and we won advantage over advantage till, when peace came, we had taken thirty-five thousand prisoners, killed and wounded and worn out about as many, and occupied a hundred thousand square miles of the enemy's territory, at little loss to ourselves.

T. E. Lawrence and the Mind of an Insurgent - James Schneider. Army magazine article, July 2005. In 1946 French Gen. Raoul Salan conducted several interviews with Vo Nguyen Giap, the Vietnamese general who planned and directed the military operations against the French that culminated in their defeat at the Battle of Dien Bien Phu. Salan was part of a post-World War II negotiating mission established to finalize the return of French authority to Vietnam. Later he would command the French Expeditionary Corps in Vietnam from May 20, 1951, until May 1953, conducting the last successful military action against Ho Chi Minh. In an action designated Operation Lorraine, Salan’s forces swept through the Red River Valley and the jungles of North Vietnam on October 11, 1952. The following year he turned over his command to Gen. Henri-Eugene Navarre, the ill-fated commander at Dien Bien Phu. During the 1946 interviews, Salan was struck by the influence of one man upon the thinking of Giap; that man was Thomas Edward Lawrence. Giap told Salan: “My fighting gospel is T. E. Lawrence’s Seven Pillars of Wisdom. I am never without it.”

Patterns of Insurgency and Counterinsurgency - John Lynn. Military Review article, July-August 2005. Whether or not we welcome the prospect, counterinsurgency operations are in our future. Statebuilding and counterinsurgency are primary tasks for U.S. Armed Forces. As U.S.  Marine Corps General Anthony Zinni has noted, “military conflict has changed and we have been reluctant to recognize it. Defeating nation-state forces in conventional battle is not the task for the 21st century. Odd missions to defeat transnational threats or rebuild nations are the order of the day, but we haven’t yet adapted.” For Zinni, statebuilding, peacekeeping, and counterinsurgency are not military operations other than war; they are war. In The Pentagon’s New Map, Thomas Barnett argues that to extinguish terrorism we must integrate the entire world into the global economy and thus give everyone a stake in it, which amounts to saying that if the terrorists are on the train they will not want to blow up the tracks. Barnett adds that when incentives fail in a quest for the greater good, we might have to force reluctant regimes to get on board. This would require maneuver forces to execute a coerced regime change, followed by statebuilding to create stability and security in the face of some level of insurgency.

Countering Global Insurgency - Lieutenant Colonel David Kilcullen, Australian Army. Article, November 2004. This paper proposes a new strategic approach to the global War on Terrorism. The paper argues that the War is best understood as a global insurgency, initiated by a diffuse grouping of Islamist movements that seek to re-make Islam’s role in the world order. They use terrorism as their primary, but not their sole tactic. Therefore counterinsurgency rather than traditional counterterrorism may offer the best approach to defeating global jihad. But classical counterinsurgency, as developed in the 1960s, is designed to defeat insurgency in a single country. It demands measures – coordinated political-military response, integrated regional and inter-agency measures, protracted commitment to a course of action that cannot be achieved at the global level in today’s international system. Therefore a traditional counterinsurgency paradigm will not work for the present War: instead, a fundamental reappraisal of counterinsurgency is needed, to develop methods effective against a globalised insurgency.

Al Qaeda's Global Insurgency: Airpower in the Battle for Legitimacy - Captain Matthew Lacy, USAF. Air & Space Power Chronicles article, July 2003. While the success of U.S. led coalition forces in bringing down the Taliban government has been impressive, clearly the enemy has not given up. Some may dismiss current assaults on friendly forces as mere harassment. Nonetheless, such attacks highlight the difficulty of fighting a zealous and determined enemy despite unquestionable U.S. military superiority. As this paper will demonstrate, Al Qaeda’s terrorist network amounts to no less than a global insurgency. The War on Terror--the overarching, or parent conflict, to all sub-operations waged to make the world safe from repeats of September 11—is a war of counterinsurgency. The U.S. military has both doctrine and experience that addresses counterinsurgency, and those ideas should be applied to all aspects of this war. Such a framework will serve as a useful lens through which to identify both strategies and pitfalls in the War on Terror. Likewise, a review of the characteristics of counterinsurgency as they relate to terrorism will shed light on the use of airpower in the challenges that lay ahead.

On Guerrilla Warfare - Mao Tse Tung. Written by Mao in 1937, when Japanese imperialists occupied all of China, this book served as an instruction manual for guerrilla fighting, written based on more than a decade of personal experience by Mao. Based on the basic strategy and tactics of warfare as described by Sun-tzu, Mao stresses the importance of guerrilla warfare tactics in a revolutionary war, emphasizing that they must be combined in conjunction with conventional warfare tactics.

Guerrilla Warfare - V. I. Lenin. 1906.

Guerrilla Warfare - Ernesto Che Guevara. 1960.

Guerrilla Warfare: A Method - Ernesto Che Guevara. 1963.

Ernesto (Che) Guevara de la Serna (1928-1967) - Biography and background.

Che Guevara: Fundamentals of Guerrilla Warfare - Major Jackie Clark, USMC. US Marine Corps Command and Staff College paper, 1988.  The purpose of this paper is to review the writings of Ernesto Che Guevara (1928-1967) on the subject of revolutionary guerrilla warfare. A veteran of the l968 Cuban Revolution and one of the first Cuban advisors in the Congo, Guevara spent the last decade of his life participating in revolutionary struggles throughout the Third World. His book Guerrilla Warfare is considered by many to be a "cookbook" for insurgent fighters. The military tactics and strategies he presents therein are based on his extensive battlefield and political experiences as a guerrilla leader. As such, his writings provide an excellent foundation upon which contemporary military leaders can develop a sound understanding of insurgent warfare.

Che Guevara and Guerrilla Warfare: Training for Today's Nonlinear Battlefields - Captain Steve Lewis, USA. Military Review article, September-October 2001. Guerrilla warfare principles are part of the Marxist dogma to which many insurgent organizations adhere. Because US forces might face similar situations in the future, it is important for commanders to study such tactics in order to be successful on nonlinear, changing battlefields. Although not considered a strategic military genius, Guevara's effective, realistic principles served him well. They included mobility, movement by night, careful use of ammunition (supplies), flexibility, careful study of the ground and surprise and fury.

Ten Shots At Che Guevara - Alvaro Vargas Llosa. Real Clear Politics article, October 2005. Che Guevara fans are preparing to commemorate one more anniversary of the revolutionary’s death, which took place thirty-eight years ago at the Yuro ravine in Bolivia. It’s an appropriate time to address ten myths that keep Guevara’s cult alive.  The last time I visited the Museum of Modern Art in New York, an American student wearing a Che Guevara T-Shirt and a beret caught my eye (the fact that Nicole Kidman happened to walk in at that very moment may have had something to do with my noticing him). I asked him politely what exactly he admired so much about that man. Here are the ten reasons he mentioned— and my response.

Back to the Street without Joy: Counterinsurgency Lessons from Vietnam and Other Small Wars - Lieutenant Colonel Robert Cassidy, USA.  Parameters article, Summer 2004.  In 1961, Bernard Fall, a scholar and practitioner of war, published a book entitled The Street Without Joy. The book provided a lucid account of why the French Expeditionary Corps failed to defeat the Viet Minh during the Indo-china War, and the book’s title derived from the French soldiers’ sardonic moniker for Highway 1 on the coast of Indochina—“Ambush Alley,” or the “Street without Joy.” In 1967, while patrolling with US Marines on the “Street without Joy” in Vietnam, Bernard Fall was killed by an improvised explosive mine during a Viet Cong ambush. In 2003, after the fall of Baghdad and following the conventional phase of Operation Iraqi Freedom, US and Coalition forces operating in the Sunni Triangle began fighting a counter-guerrilla type war in which much of the enemy insurgent activity occurred along Highway 1, another street exhibiting little joy. Learning from the experience of other US counterinsurgencies is preferable to the alternative.

Relearning Counterinsurgency Warfare - Robert Tomes. Link to Parameters article, Spring 2004.  Thirty years after the signing of the January 1973 Paris peace agreement ending the Vietnam War, the United States finds itself leading a broad coalition of military forces engaged in peacemaking, nation-building, and now counterinsurgency warfare in Iraq. A turning point appeared in mid-October 2003 when US Secretary of Defense Donald Rumsfeld’s memo on the future of Iraqi operations surfaced. His musings about whether US forces were ready for protracted guerrilla warfare sparked widespread debate about US planning for counterinsurgency operations.  Little attention has been paid to the theory and practice of counter-insurgency warfare in mainstream strategic studies journals.

Unlearning Counterinsurgency - Steven Metz. US Army Strategic Studies Institute article, 2004. Once again insurgency and counterinsurgency have become issues of great importance to the U.S. military, particularly the Army. This is not a new phenomenon, but the latest manifestation of an old cycle. Several times in the past the Army has mastered counterinsurgency, only to see attention wane when the strategic significance of insurgency subsided, thus forcing it to re-learn the skill when a new threat emerged. Now we must do this again.

Counterinsurgency: "A Realistic Appreciation" - Captain Robert Aspry, USMC. Marine Corps Gazette article, April 1963.   Ever since the explosion of the first atom bomb over Hiroshima, paradoxes have been the order of the military day. The advent of counter-insurgency is no exception. At a time when man-made vehicles are reaching for the moon and when the state of the weapons art is so advanced as to defy the understanding of most laymen, suddenly we revert to small wars in remote areas-suddenly the individual soldier comes back into his own.Enter Paradox Two. The old context of small war in the remote area has undergone drastic change. What used to be good for the United Fruit Company in Nicaragua has given way to issues that threaten to engulf mankind. Such is the thrust of Communism the rise of nationalism, and with it the pride of small and sometimes new countries, that today's small war becomes a production rather more sophisticated than firing a king-sized missile 4,000 miles on target.  The problems introduced by counter-insurgency are made abundantly clear both by the individual remarks of the Forum experts, and by the logical case with which these remarks glide from one area of the subject to another. To Gen Krulak's assertion that counter-insurgency is a complicated war, we have Adm Libby quietly adding that counter-insurgency is but another type of war, one that should not stampede us into precipitate reorganization of the military establishment. With Mr. Galula's and Dr. Tanham's assertions that counter-insurgency must be fought as a war-by-committee, we have Gen Griffith's belief that the conventional military establishment is not the best organization to wage war-by-committee. With Gen Krulak's mention of the annoyance of enemy sanctuary in a foreign country, we have Mr. Baldwin's advice that the government should consider authorizing our forces to participate in attacks on foreign sanctuaries.  If by clarifying certain issues of counter-insurgency our experts have mingled in each other's areas, they are merely underlining Paradox Three of counter-insurgency-its clear-cut confusion. Insurgency and counterinsurgency are as difficult to grasp as Gen Griffith's metaphorical drop of mercury. Their fragments will probably intrude on every facet of American life; yet their wholeness does not lend itself to immediate comprehension; one purpose of my few pages is to try to file a pragmatic path to the cumulative arrow of the experts' thoughts.

The British Army and Counterinsurgency: The Salience of Military Culture - Lieutenant Colonel Robert Cassidy, USA. Military Review article, May - June 2005. Historically British Army culture has influenced its approach to counterinsurgency. The British Army’s experiences in small wars and counterinsurgencies during the 19th and 20th centuries remain topical and salient. The U.S. military and its coalition partners, including Britain, are prosecuting counterinsurgency campaigns in Afghanistan, Iraq, the Philippines, the Horn of Africa, and elsewhere. An analysis of British military cultural predilections in the context of counterinsurgency is therefore germane because the U.S. Army is transforming while in contact, and a big part of Transformation is about military cultural change. If U.S. military culture has traditionally exhibited a preference for a big, conventional-war\ paradigm, and if this preference has impeded its capacity to adapt to small wars and counterinsurgencies, then there might be something to gain or learn from examining the cultural characteristics of another army with a greater propensity for counterinsurgency. In short, military culture comprises the beliefs and attitudes within a military organization that shape its collective preferences toward the use of force. These attitudes can impede or foster innovation and adaptation. Military culture sometimes exhibits preferences for either small wars or big wars.

Military Doctrine and Counterinsurgency: A British Perspective - Gavin Bulloch.  Parameters article, Summer 1996. The experience of numerous "small wars" has provided the British army with a unique insight into this demanding form of conflict. Service in Northern Ireland has given the present generation of soldiers their main firsthand source of basic experience at the tactical level, but this also tends to constrain military thinking on the subject because of the national context and political connotations. There are of course many lessons to be learned because of the similarities between the campaign in Northern Ireland, which is designated as Military Aid to the Civil Authorities (MACA) and those counterinsurgency campaigns which may be conducted elsewhere. But there are also significant differences. Tactics such as jungle patrolling and convoy anti-ambush drills--which from the perspective of Northern Ireland seem to be relics of a colonial past--may be very relevant in a different operational setting.

Counterinsurgency - The French Experience - Transcript of a 1963 presentation given by Dr. Bernard Fall to the students and faculty of the Industrial College of the Armed Forces.

An Interview with Bernard Fall - Sergeant Roy Johnson. Marine Corps Gazette article, April 1967.  Text of a taped interview with Dr. Fall shortly before his death 12 February 1967. Dr. Fall was killed by a land mine while accompanying a Marine patrol 14 miles north of Hue. He was a professor of government at Howard University and the author of Street Without Joy, The Two Viet-Nams and Hell in a Very Small Place. The interviewer is Marine Sgt. Hoy Johnson of Combat Info Bureau, Da Nang.

Modern Warfare:  French View of Counterinsurgency - Colonel Robert Trinquier, French Army.  1961.  Since the end of World War II, a new form of warfare has been born. Called at times either subversive warfare or revolutionary warfare, it differs fundamentally from the wars of the past in that victory is not expected from the clash of two armies on a field of battle. This confrontation, which in times past saw the annihilation of an enemy army in one or more battles, no longer occurs. Warfare is now an interlocking system of actions-political, economic, psychological, military-that aims at the overthrow of the established authority in a country and its replacement by another regime. To achieve this end, the aggressor tries to exploit the internal tensions of the country attacked-ideological, social, religious, economic -any conflict liable to have a profound influence on the population to be conquered. Moreover, in view of the present-day interdependence of nations, any residual grievance within a population, no matter how localized and lacking in scope, will surely be brought by determined adversaries into the framework of the great world conflict. From a localized conflict of secondary origin and importance, they will always attempt sooner or later to bring about a generalized conflict.

War in Algeria: The French Experience - Colonel Gilles Martin, French Army. Military Review article, July-August 2005. Discussing the Algerian War with the objectivity of a historian is difficult. A number of generations of French and Algerian politicians and soldiers have been intimately involved in these events. In both countries, to speak of the Algerian War meant, and still means, to venture into the political realm. In this article, I describe the distinct phases of the war to draw useful conclusions for contemporary counterinsurgency operations. The Algerian War began on 1 November 1954 and ended 8 years later, in 1962, following the independence of Algeria. The conflict was a colonial war between France and the Algerian people, but it was also a civil war between loyalist Algerian Muslims who still believed in a French Algeria and their independence-minded Algerian counterparts.  During its final months, the conflict evolved into a civil war between pro-French hardliners in Algeria and supporters of General Charles de Gaulle. The French Army had to wage a war against guerrillas, insurrection, and terrorism, a “revolutionary” war in which the conquest of the population was at stake, exactly as it was in another war that had just ended in Indochina with the defeat at Dien Bien Phu. At the time, the French Army thought it had won in Algeria. On the other hand, France’s political leaders wanted nothing more to do with the former colony.

A Review of Algerian War of National Liberation Using the U.S. Army's Current Counterinsurgency Doctrine - Colonel Karl Goetzke, US Army. US Army War College Strategy Research Project, 2005.  The extensive body of historical material on the Algerian War of National Liberation provides valuable information on a major counterinsurgency operation that achieved tactical success, but ultimately failed at the strategic level. The techniques, tactics, and procedures (TTPs) used by the French Army are cited by many military writers as the paradigm for how to conduct an effective counterinsurgency. From this perspective, it is appropriate to examine current U.S. Army doctrine, recently published in FM 3-07.22, Counterinsurgency, in light of the Algerian experience. Such an examination has added value in light of the on-going War on Terrorism.

Losing the Moral Compass: Torture and Guerre Revolutionnaire in the Algerian War - Lieutenant Colonel Lou DiMarco, US Army (Ret.). Paramters article, Summer 2006.   One of the keys to success in the US war on terror and counterinsurgency, in Iraq and around the world, is the ability to use intelligence to effectively target the adversary. Obtaining useful intelligence is one of the most important challenges of counterinsurgency operations. This requirement has focused attention on the interrogation of combatants captured on the battlefield and in raids on safe-houses in third-party states.  Almost from the beginning of US counterinsurgency operations in Afghanistan and Iraq, accusations have been made that US interrogation techniques have included torture. Typical of the domestic reporting is an article in Newsweek in June 2004, titled “New Torture Furor,” which states that the US Defense Department was exploring legal means for justifying torture. The foreign press has echoed what was reported in the United States, and expanded upon it. The German magazine Der Spiegel asserted that torture was rampant among US forces, and it represented the United States as “exempting itself from international criminal jurisdiction. While the rest of the world is expected to abide by the UN Convention against Torture, for example, the Americans evaluate international law on the basis of whether it serves their interests.” This type of reporting is a strategic distraction and has the potential to cause a crisis in American foreign policy. It erodes international and domestic support and can embolden the enemy. Senior US officials have had to speak forcefully on the subject of torture to control the domestic and international damage, distracting their focus from the details of nation-building in Iraq. Secretary of State Condoleezza Rice has had to invest considerable effort in reaffirming that US policy officially prohibits torture and affirming American support for the UN Convention against Torture (CAT), indicating that “it [CAT] extends to US personnel wherever they are, whether they are in the US or outside the US.” Still, rumors and accusations persist that US forces routinely abuse prisoners. The French newspaper Le Monde reported in March 2006—without any hint of ambiguity—that the United States has condoned the “use of torture in secret prisons on foreign soil, and . . . justif[ied] the illegal treatment of prisoners in Guantanamo Bay.”

The Theory and Practice of Insurgency and Counterinsurgency - Bernard Fall. Naval War College Review article, Winter 1998.  Reprint from the April 1965 issue.  If we look at the 20th Century alone we are now in Viet-Nam faced with the forty-eighth 'small war.' Let me just cite a few: Algeria, Angola, Arabia, Burma, Cameroons, China, Colombia, Cuba, East Germany, France, Haiti, Hungary, Indochina, Indonesia, Kashmir, Laos, Morocco, Mongolia, Nagaland [an Indian state on the Burmese border], Palestine, Yemen, Poland, South Africa, South Tyrol, Tibet, Yugoslavia, Venezuela, West Irian [Indonesia, on New Guinea], etc. This, in itself, is quite fantastic.

Best Practices in Counterinsurgency - Dr. Kalev Sepp. Military Review article, May-June 2005. We can discuss “best practices” common to successful counterinsurgencies by studying the past century’s insurgent wars. Historical analysis helps us understand the nature and continuities of insurgencies over time and in various cultural, political, and geographic settings. While this does not produce a template solution to civil wars and insurrections, the sum of these experiences, judiciously and appropriately applied, might help Iraq defeat its insurgency. Nations on every continent have experienced or intervened in insurgencies. Not counting military coups and territorially defined civil wars, there are 17 insurgencies we can study closely and 36 others that include aspects we can consider. Assessment reveals which counterinsurgency practices were successful and which failed. A strategic victory does not validate all the victor’s operational and tactical methods or make them universally applicable, as America’s defeat in Vietnam and its success in El Salvador demonstrate. In both cases, “learning more from one’s mistakes than one’s achievements” is a valid axiom. If we were to combine all the successful operational practices from a century of counterinsurgent warfare, the summary would suggest a campaign outline to combat the insurgency in present-day Iraq.

Counterinsurgency: Strategy and the Phoenix of American Capability - Steven Metz. US Army Strategic Studies Institute paper, February 1995.  In this study, Steven Metz argues that the way the Department of Defense and U.S. military spend the time when counterinsurgency support is not an important part of American national security strategy determines how quickly and easily they react when policymakers commit the nation to such activity.

Pseudo Operations and Counterinsurgency: Lessons from Other Countries - Lawrence Cline. US Army Strategic Studies Institute report, June 2005. This monograph examines the role of pseudo operations in several foreign counterinsurgency campaigns. Pseudo operations are those in which government forces disguised as guerrillas, normally along with guerrilla defectors, operate as teams to infiltrate insurgent areas. This technique has been used by the security forces of several other countries in their operations, and typically it has been very successful. A number of factors must be taken into account before attempting pseudo operations, especially their role in the intelligence and operational systems. Although it is likely that most insurgent movements have become more sophisticated, many of the lessons learned from previous pseudo operations suggest their continued usefulness in counterinsurgency campaigns.

Shadows of Things Past and Images of the Future: Lessons for the Insurgencies in our Mist - Max Manwaring. US Army Strategic Studies Institute monograph, November 2004. This monograph comes at a time when U.S. and other world political and military leaders are struggling with the “new” political psychological aspects of unconventional conflict. Unfortunately, the strategic theory of unconventional political war has played little part in the discourse. Yet political-insurgency war is the most likely type of conflict to challenge the maintenance and enhancement of global and regional security over the near-to-long term. Contemporary political-insurgency war is a threat we can ill afford to ignore. Through the analysis of the cases of Argentina (1969-79), Peru (1962-present) and Italy (1968-82), the author identifies the political-strategic challenges of modern unconventional conflict.

Insurgency and Counterinsurgency: American Military Dilemmas and Doctrinal Proposals - Colonel Dennis Drew, USAF.  Air Research Institute Cadre paper, March 1998.  This paper addresses the difficult problems presented to the US military establishment by so-called low-intensity conflict. The authors objective is to develop counterinsurgency doctrinal concepts. The author provides a foundation for the concepts by analyzing insurgent warfare with particular emphasis on the fundamental differences between insurgencies an conventional European-style warfare. From this analysis, the author develops and describes both the fundamental and operational dilemmas the United States faces when attempting to engage in counterinsurgency. Finally, the author draws upon the entire study to present the four basic elements, and their corollaries, of a counterinsurgency doctrine and resulting force structure implications.

Insurgency and Counterinsurgency in the 21st Century: Reconceptualizing Threat and Response - Steven Metz and Raymond Millen.  US Army Strategic Studies Institute monograph, 2004.  Since the attacks of September 11, 2001, the United States has developed a national security strategy designed to eliminate the conditions that spawn asymmetric threats. An important part of that is helping build stable, legitimate governments in nations which allowed or supported terrorism and other forms of asymmetric aggression. This has led the United States to renewed involvement in counterinsurgency.  The United States, particularly the Army, has a long history of counterinsurgency support. During the past decade, though, this has not been an area of focus for the American military. To renew its capability at counterinsurgency, the military is assessing 21st century insurgency, particularly in Iraq and Afghanistan, and revising its strategy, operational concepts, organization, and doctrine.

Everything You Think You Know About the American Way of Fighting War Is Wrong - Max Boot. Link to Foreign Policy Research Institute article, October 2002.  It's a small war, a term of art popular around the 20th century to describe encounters between small numbers of Western soldiers and irregular forces in what is now called the Third World.

Winning the War of the Flea: Lessons from Guerrilla Warfare - Lieutenant Colonel Robert Cassidy, USA.  Military Review article, September - October 2004.  Counterguerrilla warfare, or the “war against the flea,” is more difficult than operations against enemies who fight according to the conventional paradigm. America’s enemies in the Global War on Terrorism, including those connected to “the base” (al-Qaeda), are fighting the war of the flea in Iraq and Afghanistan. Employing terror to attack the United States at home and abroad, they strive to disrupt coalition efforts by using guerrilla tactics and bombings to protract the war in Iraq and elsewhere and to erode America’s will to persevere.

A Flame Kept Burning: Counterinsurgency Support After the Cold War - Dr. Steven Metz. Paramters article, Autumn 1995.  The insurgents of the world are sleeping. Outside the former Soviet Union, few new insurgencies have emerged since the end of the Cold War, and many old ones, from the Philippines to Peru, from Mozambique to El Salvador, from Northern Ireland to Israel, are lurching toward political settlement. But sleep is not death--it is a time for rejuvenation. Since the means and the motives for protracted political violence persist, it will prove as attractive to the discontented of the world in the post-Cold War global security environment as it did before. Eventually insurgency will awaken. When it does, the United States will be required to respond.

The Vulture and The Snake Counter-Guerrilla Air Warfare: The War in Southern Lebanon - Shmuel Gordon. Mideast Security and Policy Studies, No. 39, July 1998. In recent years there has been a growing interest in counter-guerrilla warfare, taking an ever more important place alongside the preparation for High Intensity Conflicts (HIC), though little theoretical discussion of the subject has taken place. Guerrilla strategy and tactics, however, have been thoroughly studied in all their aspects in the writings of Clausewitz, Lenin, Mao Tse-tung, Lawrence, Che Guevara, Giap and Debray. Guerrilla warfare encompasses much beyond the purely military, and so does the struggle against it. This struggle integrates political activity, economic and social policy, ideological and religious confrontation, psychological warfare, the competition for public opinion and for the media. Thus, the results of a struggle between a state and a guerrilla movement are not necessarily decided on the battlefield. However, it is very important to address the military aspect of counter-guerrilla warfare, since, while military victories do not necessarily end the overall conflict, military failures in the struggle against guerrillas are conducive to a guerrilla victory. The major part of the literature in this field concentrates on guerrilla warfare, while, strangely, despite the fact that intellectual centers and think-tanks are largely located in countries that have to fight guerrillas, the literature that addresses counter-guerrilla warfare is quite limited.

US Air Force Lessons in Counterinsurgency: Exploring Voids in Doctrinal Guidance - Major John Doucette, USAF. US Air Force School of Advanced Airpower Studies thesis, June 1999. As it has so often in the past, the United States military and the Air Force will undoubtedly provide support across the globe to countries combating insurgents in the future. The host nation political and military organization and command and control structure governing the deployment and employment of air forces in these wars will have a large impact on the success or failure of air operations, and perhaps the national counterinsurgency effort overall. Because of the delicate political nature of wars of insurgency, US involvement in these counterinsurgency operations may be indirect or direct, and may include actual combat operations. Whichever the case, US airmen may be asked to step into either an existing structure, or help develop a counterinsurgency air operations architecture and strategy to direct the actions of host nation and/or US air assets. To help educate airmen about the realities of counterinsurgency, this study addresses how insurgent warfare is fundamentally different from conventional wars, develops lessons from two case studies, highlights the challenges that US airmen face, and examines the adequacy of Air Force and Joint doctrine for counterinsurgency operations.

Lessons from a Successful Counterinsurgency: The Philippines, 1899-1902 - Colonel Timothy Deady, USAR. Parameters article, Spring 2005. The United States topples an unsavory regime in relatively brief military action, suffering a few hundred fatalities. America then finds itself having to administer a country unaccustomed to democratic self-rule. Caught unawares by an unexpectedly robust insurgency, the United States struggles to develop and implement an effective counterinsurgency strategy. The ongoing US presidential campaign serves as a catalyst to polarize public opinion, as the insurrectionists step up their offensive in an unsuccessful attempt to unseat the incumbent Republican President.  These events—from a century ago—share a number of striking parallels with the events of 2003 and 2004. The Philippine Insurrection of 1899-1902 was America’s first major combat operation of the 20th century. The American policy of rewarding support and punishing opposition in the Philippines, called “attraction and chastisement,” was an effective operational strategy. By eliminating insurgent resistance, the campaign successfully set the conditions necessary for achieving the desired end-state. 

Counterinsurgency and Operational Art: Is the Joint Campaign Planning Model Adequate? - Major Thomas Miller, USA. US Army School of Advanced Military Studies monograph, 2003.  The United States has conducted or supported more than a dozen counterinsurgencies in the 20th century. The emerging strategic environment indicates that the US will be involved with counterinsurgencies in the future and there appears to exist operational shortfalls in the knowledge, planning, and execution of counterinsurgency. To manage the increasing complexity of the counterinsurgency environment, a coherent planning model based in operational art is needed in order to achieve ultimate success. The joint campaign planning model may provide an appropriate means to bridge these shortfalls.

Been There, Done That - Rich Lowry. National Review article, January 2005. As the drumbeat of bad news continues in Iraq and calls for a U.S. withdrawal begin to take hold, a popular cliché will get increased currency: that it is impossible to win a war against a guerrilla insurgency. This is the historical inaccuracy that Vietnam wrought. Americans assume that since they lost a war that had a guerrilla aspect in Vietnam — never mind that it was a conventional North Vietnamese army that ultimately conquered the south — everyone must always lose guerrilla wars.  Among other things, this ignores the American victory over an insurgency in the Philippines in the 1950s, the Greek triumph over a Communist insurgency after World War II, El Salvador's defeat of Communist guerrillas in the 1980s, Peru's smashing of a terrorist insurgency in the 1990s, the recent qualified victory of the British over the Irish Republican Army, and Israel's continuing upper hand over terrorists in the West Bank and Gaza. Most importantly, the insurgents-always-win school skips over the textbook example of successful counterinsurgency, the British victory in Malaysia in the 1950s over a communist guerrilla movement.

Street Gangs: The New Urban Insurgency - Max Manwaring. US Army Strategic Studies Institute monograph, March 2005.  Gang-related crime, in conjunction with the instability it wreaks upon governments, is now a serious national security and sovereignty problem in important parts of the global community.  Although differences between gangs and insurgents exist, in terms of original motives and modes of operation, this linkage infers that the gang phenomenon is a mutated form of urban insurgency. That is, these nonstate actors must eventually seize political power to guarantee the freedom of action and the commercial environment they want. The common denominator that clearly links gangs and insurgents is that the gangs’ and insurgents’ ultimate objective is to depose or control the governments of targeted countries.

Irregular Enemies - Dr. Colin Gray. US Army Strategic Studies Institute monograph, March 2006. The author offers a detailed comparison between the character of irregular warfare, insurgency in particular, and the principal enduring features of “the American way.” He concludes that there is a serious mismatch between that “way” and the kind of behavior that is most effective in countering irregular foes. The author poses the question, Can the American way of war adapt to a strategic threat context dominated by irregular enemies? He suggests that the answer is “perhaps, but only with difficulty.”

Guerrilla Warfare Tactics in Urban Environments - Major Patrick Marques, USA. US Army Command and General Staff College thesis, 2003.  Current Special Forces doctrine is very limited concerning the conduct of guerrilla warfare combat operations in urban environments. The focus of the current doctrine is on conducting combat operations in rural environments. The material available on urban environments is defined in broad terms primarily focused on the larger picture of unconventional warfare. Some considerations and characteristics of urban tactical operations are addressed but are so general they could be applied to a conventional infantry unit as easily as to a guerrilla force. Traditionally, Special Forces guerrilla warfare doctrine has focused on its conduct in a rural environment as historically, most guerrilla movements have formed, operated, and been supported outside of the cities. Increasing world urbanization is driving the “center of gravity” of the resistance, the populace and their will to resist, into urban settings.

The Urban Threat: Guerrilla and Terrorist Organizations - Marine Corps Intelligence Activity study, 1999.  Urban guerrilla groups and terrorist organizations clearly constitute one of the greatest threats to our forces abroad. Because of the randomness and unpredictability of guerrilla offensive operations and terrorist acts, it is important that all service members, private through general, understand these organizations and the threat that they pose.  This paper examines the nature of urban warfare from the perspective of irregular paramilitary groups; i.e., the kinds of organizations that U.S. expeditionary forces are likely to encounter while engaged in peacekeeping, humanitarian operations, and regional stabilization. More specifically, the paper profiles the nature and composition of such groups, identifies their most likely objectives, and discusses how they go about achieving those ends.

A Change In Tactics? - The Urban Insurgent - First Lieutenant Robert Black, USAF. Air University Review article, January-February 1972. During the mid-morning hours of 8 October 1967, young Mario Teran, a Bolivian army sergeant, very hesitantly entered the back room of an old brick schoolhouse near the Yuro Canyon in southern Bolivia. A few seconds later, a burst of gunfire was heard, and then all was quiet. Inside the building lay the lifeless body of Ernesto “Che” Guevara. This killing not only was the culmination of an abortive eleven-month attempt aimed at a violent overthrow of the Bolivian government but also seemed to serve as a turning point in guerrilla theory.

A New Kind of War - Lieutenant General Victor Krulak, USMC. Serving in the Joint Staff as the focal point in counterinsurgency operations and training, I went to Vietnam eight times between 1962 and 1964. In those early years, I learned something of the complex nature of the conflict there. The problem of seeking out and destroying guerrillas was easy enough to comprehend, but winning the loyalty of the people, why it was so important and how to do it, took longer to understand. Several meetings with Sir Robert Thompson, who contributed so much to the British victory over the guerrillas in Malaya, established a set of basic counterinsurgency principles in my mind. Thompson said, "The peoples' trust is primary. It will come hard because they are fearful and suspicious. Protection is the most important thing you can bring them. After that comes health. And, after that, many things--land, prosperity, education, and privacy to name a few." The more I was of the situation facing the Vietnamese government and the Vietnamese Army, the more convinced I became--along with many other Americans, that our success in the counterinsurgency conflict would depend on a complete and intimate understanding by all ranks from top to bottom of the principles Thompson had articulated.  So the Marines, from colonels to private, were mentally prepared and reasonably ready for a counterinsurgency conflict. However, it turned out that the mission of the initial force to land at Danang was greatly different from what they had been practicing. The unit was restricted to protecting the Danang air base from enemy incursion, nothing more. It was not permitted to "engage in day-to-day actions against the Vietcong," nor were the Marines allowed to leave the air base or to be involved directly with the local population--which is what counterinsurgency is all about. Soon the force was enlarged to include the whole of the 9th Marine Expeditionary Brigade of five thousand men, but it remained confined to the airbase area, tied to what the senior U.S. command, "COMUSMACV" termed "protection of the Danang air base from enemy attack."  This was never going to work. We were not going to win any counterinsurgency battles sitting in foxholes around a runway, separated from the very people we wanted to protect.

Insurgency, Counterinsurgency, And The Marines In Vietnam - Major Frank Pelli, USMC. US Marine Corps Command and Staff College research paper, 1990. The war in Vietnam continues to be hotly debated. Why the United States lost the war has been a key question surrounding the debate over its involvement. One of the most important points to recognize is that it was an insurgency. My purpose is to evaluate what an insurgency is, what is required to defeat it, and what the Marine Corps' concepts and actions were to counter the insurgency in Vietnam. The Marine strategy for Vietnam contained many of the important elements necessary to effectively conduct a counterinsurgency war. Mao is considered to be the primary influence in guerrilla warfare. He recognizes the importance of the people in the success of the war. Well-organized guerrilla units are encouraged by him to take the initiative, applying hit-and-run tactics, fighting in the enemy rear and establishing bases for popular support and for spreading their influence. He warned that guerrilla warfare is protracted and becomes conventional only as it approaches success. General Giap parrots much of Mao's philosophy. His war with the Japanese and French was an ideal test for the precepts of Mao and as result Giap reinforces much of what Mao offers in terms of guerrilla tactics. Giap's sound defeat of the French provides a clear illustration of an efficacious insurgency. Not every insurgency has been a success, however. The counterinsurgency conducted by the Malayans and the British in Malaya is an excellent example from which to draw lessons for success. The security of the people is essential. Once this is provided the police, who provide the intelligence on the enemy, and the military, who engage the guerrillas in small-unit combat, can join with the government to develop a strategy and operational plan to defeat the guerrillas and their infrastructure (the link to the people). Throughout its history the Marine Corps has learned to defeat guerrillas. They applied their knowledge in Vietnam with a strategy and tactics that parallel the Malaya counterinsurgency. They focused on the people and the link between the peasant and the guerrilla. Several effective programs, i.e. Combined Action Platoons, COUNTY FAIR operations and GOLDEN FLEECE operations, were conducted in I Corps in Vietnam. I believe that the Marines had the right formula to defeat the Viet Cong but for victory all of Vietnam needed to its application.

Civic Action: The Marine Corps Experience in Vietnam - Peter Brush. According to a 1939 US Army Field Manual, the ultimate objective of all military operations is the destruction of the enemy's armed forces in battle. Decisive defeat in battle breaks the enemy's will to continue fighting and forces him to sue for peace. This early Clausewitzian doctrine served the US well in World War II, but by the 1960's the teachings of Mao Tse-Tung, Lin Piao and Che Guevara became relevant to an understanding of the nature of "people's wars" or "wars of national liberation." The most effective strategy for opposing communism in wars of this type was of a dual nature. The destructive phase would address the conventional force threat, while the constructive phase was concerned with the political, economic, social, and ideological aspects of the struggle. The Marines understood this duality best. According to British counterinsurgency expert Sir Robert Thompson, "Of all the United States forces [in Vietnam] the Marine Corps alone made a serious attempt to achieve permanent and lasting results in their tactical area of responsibility by seeking to protect the rural population." This appreciation of the value of pacification was part of the historical baggage that the Marines brought with them to Vietnam.

Combined Action Platoons: A Strategy for Peace Enforcement - Major Brooks Brewington, USMC. US Marine Corps Command and Staff College thesis, 1996.  The concept of the Combined Action Platoon, as it evolved in Vietnam, has potential applications in operations other than war, particularly Chapter VII UN Peace Enforcement missions. FMFM 1-1, Campaigning, cites the Combined Action Program as an example of a short-lived but successful concept. If the Combined Action Platoons were successful, then how would the concept interface with today's doctrine in Peace Keeping/Enforcement missions?  The Combined Action Platoon's (CAP) genesis was not a deliberate plan from a higher headquarters, rather, it was a solution to one infantry battalion's problem of an expanding TAOR. The concept of combining a squad of marines with local Popular Forces (PF's) and assigning them a village to protect proved to be a force multiplier. The CAP concept was effective in denying the enemy a sanctuary at the local village level. The Pacification campaign seemed to work under the CAP concept, and the Marines fully embraced it. Objectively, there is no solid proof that the CAP concept was a resounding success; however, subjectively the evidence suggests otherwise.  Counterinsurgency operations and, in particular, the establishment of a foreign internal defense lends itself for the greatest utility of employing a CAP-style organization. Recent operations in Somalia, Haiti, and Bosnia suggest a CAP-style organization could accomplish the assigned mission.

Did the Marines Better Understand the Nature of the Vietnam Conflict and Was the Combined Action Program More Suitable than Civil Operations Revolutionary Development Support in Dealing With Insurgents? - Major Kenneth Eugene Wynn, USMC. US Marine Corps Command and Staff College thesis, 2000. During the Vietnam conflict the Marines of 3rd Battalion 4th Marines reconstituted a program which was utilized during military action in Haiti, Nicaragua and Santo Domingo conflicts. The Combined Action Program was an effective means of combating insurgents/guerrilla actions. The Viet Cong relied heavily on the popular support of the people and the Marines best understood the importance of separating/safeguarding the people from the guerillas. By doing this the Marines effectively reduced the Viet Cong’s requirements to exist: food, ammunition, supplies, money and most importantly recruits. Without the support of the people the Viet Cong would eventually cease to function and their cause would be suppressed. General Westmoreland failed to understand how important this lifeline was or just chose to believe that it was not a factor. Instead, he pursued the Viet Cong and the North Vietnamese Regular Army through conventional warfare. Civil Operations Revolutionary Development Support (CORDS) was established in Vietnam in 1960 and was a myriad of civilian agencies providing support to the South Vietnamese people.  However, it was not until 1967 under the leadership of Robert Komer did these agencies combine their efforts in conjunction with the U.S. Army. Although the new CORDS (civil-military) experienced some success in the cities and heavily populated areas it failed to address the much need concentrated focus in the hamlet and villages where sympathy and support for the Viet Cong were prominent. Under the philosophy of guerrilla warfare the Viet Cong avoided the enemy and continued to plague the smaller isolated hamlets. CORDS was too much, too late, and in the wrong place. The Marines were still left with the responsibility of confronting the overwhelming insurgency problem until the lack of money and resources forced them to abandon the concept. If the United States Military is involved in future conflicts which focus on insurgence, civil unrest or guerrilla actions, senior military leaders must carefully review revolutionary/guerrilla strategy and the four models which can be used against them: Foco, Maoist, Leninist and Urban.

The U.S. Marine Corps Combined Action Program (CAP): A Proposed Alternative Strategy for the Vietnam War - Major Curtis Williamson III, USMC. US Marine Corps Command and Staff College thesis, 2002.  The Vietnam War was a war against an insurgency sustained by the resources drawn from the South Vietnamese peasant. The CAP offered a viable alternative to the strategy taken in Vietnam, challenging the sustaining infrastructure of the guerrilla, while providing security for the largely agrarian populace. Taking a lesson from Mao Tse-tung's insurgent rise to power in an agrarian setting, Ho Chi Minh and General Vo Nguyen Giap implemented a guerrilla-based strategy to liberate and unify Vietnam. Placing heavy reliance on the populace of South Vietnam to provide both men and food for the NVA and VC, the village represented a center of gravity for the Communist movement. Incapable of viewing Vietnam as anything but a conventional battleground, General William C. Westmoreland applied the unsuccessful strategy of "search and destroy," and wholly ignored the insurgent underpinnings of his enemy and their grip on the populace. Possessing a belief that the war was among the people, the Marines spawned combined action, that of combining a Marine rifle squad with a platoon of South Vietnamese Popular Forces who cohabitated together within a particular village. Never growing beyond 2,500 men and 114 platoons, the program achieved unsurpassed success towards providing security for the populace, threatening the guerrilla infrastructure, empowering the local and regional leaders to govern, and killing the enemy. Additionally, all attempts by senior Marine leaders to convince General Westmoreland of the CAP's validity as a fitting strategy for all ground forces failed to overcome his conventional inclination towards the nature of the war.

Combine Action and US Marine Experiences in Vietnam, 1965-71 - Phillip Ridderhof. In the summer of 1965, US Marine units moved out of their coastal enclaves in the I Corps region of South Vietnam. The main idea was for the Marines to take a more active part in engaging the Viet Cong insurgents in the area.  As Marine combat units moved into the hinterland and began engaging large Viet Cong and North Vietnamese units, a problem presented itself to Marine commanders. Marine resources were stretched in attempting an offensive strategy and also defend rear areas which found themselves under attack. A specific example was the Phu Bai combat base, south of Hue.  This was a major US base and the site of an airfield. Almost every night this airfield was subjected to mortar attacks from the surrounding area. Actual airfield security could not cover out to the range of the Viet Cong mortars. There were Marine infantry units in the area, but they  were  mainly conducting search and destroy operations. They could not occupy the area around the airport and maintain their offensive missions at the same time. This dilemma that threatened security around Phu Bai called for a solution. The solution was found in the 3rd Battalion, 4th Marine Regiment. The battalion, commanded by Lt. Col. William W. Taylor, had within its tactical Area of Responsibility (TAOR - it was within a units geographic TAOR that it conducted operations), the villages around Phu Bai that were thought to be the source of the Viet Cong mortar attacks.  According to Lt. Gen. Lewis Walt, the commanding general of the Marines in Vietnam, the idea came from Captain John J. Mullin, Jr. and plans were made up by Major Cullen B. Zimmerman, both officers from this battalion. On 3 August 1965 the first Combined Action Company (CAC) was put into operation.

The Marine Corps’ Combined Action Program and Modern Peace Operations - Common Themes and Lessons - Major William Go, USMC. US Marine Corps Command and Staff College thesis, 1997. The mixed performance of U.S. forces in recent low intensity conflicts or "small wars", i.e. Vietnam (counterinsurgency) and Somalia (peace operation), has been due in part to a failure to understand the political, economic, social, and cultural factors at work in the area of operations. The Combined Action Program (CAP) of the Vietnam War has been frequently cited by military historians as an example of a successful small wars operation, this because the CAP did have cultural aspect. The U.S. Marine Corps-led Unified Task Force (UNITAF) portion of the 1992-1995 UN operation in Somalia was successful partly because it applied lessons learned from Marine Corps small wars experience from the Central American "Banana Wars" of the 1930's and the CAP in Vietnam. Counterinsurgency and peace operations are similar in that they both involve adversaries often indistinguishable from noncombatants and that operations frequently occur in an environment totally unfamiliar to Americans. Even more than conventional operations, they are characterized by ambiguity, uncertainty, and friction.  In both cases, success depends on a well defined mission, properly trained and equipped forces, intelligently designed Rules of Engagement, and an in depth knowledge of the political, economic, social, and cultural aspects of the target area. As in conventional warfare, successful resolution of the conflict will depend on a political, not a military, solution. The Combined Action Program in Vietnam and UNITAF in Somalia both demonstrated that well trained and well led conventional forces can be successfully adapted to some unconventional roles. Both cases also demonstrated that military might, no matter how skillfully or how massively applied, cannot solve the underlying political cause of a conflict. Political problems require political solutions and the viability any political solution is wholly dependent on the characteristics of the native population. Presently, there is much that the U.S. military can do to improve the ways that it prepares forces for participation in peace operations. Too much emphasis is currently placed on tactics, techniques, and procedures and not enough is placed on cultural appreciation of the target area. A common failing of virtually all of our recent small wars experience has been that our forces have deployed "culturally under armed."

The Combined Action Program: Vietnam - Captain Keith Kopets, USMC. The program, undertaken by the USMC during the Vietnam war, was an innovative and unique approach to pacification. In theory, the program was simple; a Marine rifle squad would join forces with a South Vietnamese militia platoon to provide security for local villages. CAP's modus operandi made it unique. While assigned to combined units, Marines would actually live in a militia unit's village.  CAP was a response to the conditions in Vietnam. As the senior command in the I Corps Tactical Zone, the Marines were responsible for securing more than 10,000 square miles of land that included the five northernmost provinces of South Vietnam. More than 2-1/2 million people lived in the I Corps area. Using the militia for local security made sense; there were not enough Marines to go around.

Marine Alternative to Search and Destroy - Vietnam Magazine article. A standard definition of military strategy is that it is the art and science of employing the armed forces of a nation to secure objectives of national policy by the application of force or the threat of force. More than 150 years ago Karl von Clausewitz wrote in On War, "The ends of strategy, in the final analysis, are those objectives that will finally lead to peace." To understand why, by these definitions, the United States failed to employ properly its forces in Vietnam, we must first look at the experience that influenced the strategies of search and destroy and of attrition. American operations based on conventional methods made little real progress in defeating the VC or the NVA during the period from 1965 to 1968. MACV, nevertheless, continued to stand by the strategy of attrition as the only way to fight the war and win it quickly. The strategy of counterinsurgency and pacification operations would take too long and become too drawn out. Thus, America continued to try to replicate the massive firepower approach that had proved so successful in World War II, and to a lesser extent in Korea. But as Westmoreland argued in his book A Soldier Reports: "Critics presumably saw some alternative, for the essence of constructive criticism is alternative. Yet to my knowledge, nobody ever advanced a viable alternative that conformed to the American policy of confining the war within South Vietnam." But the commandant of the Marine Corps, General David M. Shoup, and General Krulak both offered constructive criticism and on more than one occasion presented alternatives directly to Westmoreland and McNamara. Their recommendations included the enclave strategy, the clear-and-hold or ink-blot strategy, and the Combined Action Program. These were all viable alternatives that conformed to the overall American policy of confining the ground war to South Vietnam.

Personal Experiences with the Combined Action Program in Vietnam - US Marine Corps Center for Emerging Threats and Opportunities Qucilook Report, March 2004. The Center for Emerging Threats and Opportunities (CETO) conducted a professional military education discussion on March 5, 2004 concerning the Combined Action Program (CAP) in Vietnam.1 The guest speaker was Mr. Ed Matricardi, currently an attorney in Northern Virginia, who was a U.S. Marine corporal and served as a CAP squad leader in Vietnam during 1967. Mr. Al Paddock, Ph.D., an historian and retired U.S. Army Special Forces colonel who served three tours in Vietnam also participated in the session, as did the CETO staff.

Vietnam: We Could Have Won - Major John Frenzel, USMC. On the 25th Anniversary of our withdrawal from Vietnam, it is constructive to look back and ask if the U.S. military ever discovered the elements of a strategy in South Vietnam that, given the proper circumstances, might have achieved American objectives. Had those elements and circumstances existed how could they have been combined into a strategy that could have served American objectives at an acceptable cost? In retrospect, that is, how could we have won? During the eight years from 1965 to 1972, America's involvement in Vietnam fluctuated from massive escalation to gradual withdrawal. American strategy also wavered in its approach, from unilateral U.S. "Search and Destroy" tactics designed to atrit the enemy, to combined "Clear and Hold" operations which focused on pacification programs and Vietnamization. A number of critics continue to declare our defeat in Vietnam as predestined, citing a milieu of political, military and cultural factors which contributed to our defeat. However ruinous our involvement ultimately was, our defeat should not be regarded as preordained: just as American intervention was decisive in prolonging the war by postponing a North Vietnamese victory, America's defeat was ultimately determined by its own strategic failures during those eight crucial years. Ultimately, Hanoi's multi-faceted strategy of insurgency and protraction proved an elusive target for America's rather one-dimensional strategy of attrition. A revised alternate strategy, incorporating those elements which proved successful from 1965 to 1972 could very well have achieved U.S. policy objectives at an acceptable cost. More specifically, a revised Limited Shield/Pacification strategy incorporating the vital elements of strategic defensive operations, an expanded Demographic Frontier Program, accelerated Vietnamization, diplomacy and limited offensive operations could be effectively combined in a comprehensive strategy, and applied in three phases: Reversal of the Insurgency (Phase I); Diplomacy and Vietnamization (Phase II); and, Limited Offensive Operations and Settlement (Phase III). Had a Limited Shield/ Pacification Strategy been employed at the outset, it is possible that a viable and enduring peace settlement could have been reached by 1972 and an American defeat in Vietnam could have been averted.

Urban Population Control in a Counterinsurgency - Mounir Elkhamri, Lester W. Grau, Laurie King-Irani, Amanda S. Mitchell and Lenny Tasa-Bennett.  Article, 2004.   Much of urban counter-insurgency resembles police work and consequently is alien and anathema to the military. Yet much of the police intelligence techniques, relationships with bureaucracy, and maintenance of law and order are central to successful urban counterinsurgency. How does the military adjust to police methods without assuming police missions and police restrictions? How does the military supplement police missions without supplanting police control and responsibility? How do police and military forces and leaders interact and cooperate to achieve common goals?

Intelligence and Information Processing in Counterinsurgency - Dr. Charles Russell and Major Robert Hildner (USAF). Air University Review article, July-August 1973. Throughout the history of warfare, from Biblical times to the present, accurate and timely intelligence has been of singular importance in the conduct of military operations. Most successful military leaders have clearly acknowledged the contribution intelligence can and does make to the achievement of victory. In the years following World War II, intelligence assumed added importance with the outbreak of insurgency in many areas of the world, either as a result of the exploitation (frequently by Communists) of political, economic, and social injustice or because of the rise of nationalism and the concomitant disintegration of prewar colonial empires. Faced with the task of combating an elusive and often shadowy enemy deeply submerged in the indigenous population, governments and their military/internal security forces quickly realized that if they were to identify, locate, and destroy the insurgents, an efficient and effective intelligence service was essential. All too often, however, the government and its internal security forces had neither an intelligence system nor the basic framework upon which one could be built. By the time an effective intelligence network was created and operating, the guerrilla movement was firmly established, and the task of isolating and neutralizing it was not only extremely difficult but time-consuming and costly as well. Those governments that were able to create effective intelligence organizations and use them efficiently were normally successful in their counterinsurgency efforts. This was particularly true of the British campaign in Malaya from 1948 to 1960 and the Philippine operations against the Huks from 1946 to 1954. In both instances, accurate and timely intelligence was a crucial factor in defeating the insurgents. On the other hand, inadequate intelligence was a significant weakness in the French campaign against the Viet Minh in Indochina. By contrast, a much-improved French intelligence effort in Algeria was an important element in successful French operations against the Algerian National Liberation Front (FLN).

War in the 21st Century: The Good, the Bad and the Ugly - Knowing and Finding the Adversary in the Three Block War - Commander Martin Adamson, Canadian Navy. Canadian Forces College seminar paper, October 2003. This paper will assert that modern land-based conflict is evolving to encompass the model of the “three block war,” one in which the full spectrum of conflict will arise within a few hours and within a few city blocks. Enhanced surveillance as well as a deep understanding of the adversary’s motivation and culture will be key factors in determining a coalition’s success in defeating an asymmetric opponent. To chart this course, an initial review of the changing nature of war will be conducted. Evolving technologies and techniques necessary for both knowing and identifying asymmetric adversaries will then be assessed. Finally, conclusions relevant to Canada’s ability to operate within the “three block war” will be rendered.

Insurgency and Counterinsurgency in Iraq - Bruce Hoffman. Rand Occasional Paper, 2004. The aim of this paper is not to rake over old coals or rehash now familiar criticism. Much has been written about past mistakes in Vietnam and El Salvador and more recently about the planning and implementation failures that have attended our current involvement in Iraq. Rather, its purpose is to use the present as prologue in order to understand in counterinsurgency terms where we have gone wrong in Iraq; what unique challenges the current conflict in Iraq presents to the U.S. and other coalition military forces deployed there; and what light both shed on future counterinsurgency planning, operations, and requirements.

Iraq’s Evolving Insurgency - Anthony Cordesman. Center for Strategic and International Studies, August 2005. The US-led Coalition initially tried to restrict the development of Iraqi armed forces to a token force geared to defend Iraq’s borders against external aggression. It did not try to create police forces with the capability to deal with serious insurgency and security challenges. As time went on, it ignored or did not give proper priority to the warnings from US military advisory teams about the problems in organizing and training Iraqi forces, and in giving them the necessary equipment and facilities. The US failed to treat the Iraqis as partners in the counterinsurgency effort for nearly a year after the fall of Saddam Hussein, and did not attempt to seriously train and equip Iraqi forces for proactive security and counterinsurgency missions until April 2004 –nearly a year after the fall of Saddam Hussein and two-thirds of a year after a major insurgency problem began to emerge.

Insurgency In Iraq And Afghanistan: Change And Continuity - Steven Metz and Raymond Millen. US Army Strategic Studies Institute discussion paper. To understand the insurgencies the United States now faces, whether those in Iraq and Afghanistan or the global one against violent radical Islam, and to develop coherent strategies to counter them, American planners and leaders must ask two questions: Do these insurgencies exhibit the characteristics that have traditionally led to insurgent success or victory? and Do these insurgencies have any characteristics that break with traditional patterns and may allow them to attain success or victory even though they are missing some of the traditional determinants of success?

So You Want to Be an Adviser - Brigadier General Daniel Bolger, US Army. Military Review article, March - April 2006. BG Bolger, one of the Army’s top advisers in Iraq, offers a vivid description of what it is like to train Iraqi security forces. A combat adviser influences his ally by force of personal example. You coach, you teach, and you accompany in action. Liaison with friendly forces becomes a big role, and you ensure independent ground-truth reporting to both your counterpart and your own chain. Finally, an adviser provides the connection and expertise to bring to bear fires, service support, and other combat multipliers. accolades go to the leader you support. That, at least, is the idea. The people advising today’s Forces have learned to fight what T.R. Fehrenbach so rightly and ruefully called “this kind of war.” the opening rounds of this enduring, twilight struggle, our wily enemies wear civilian clothes and strike with bombs and gunfire without regard to innocents in the crossfire. The battles feature short, sharp exchanges of Kalashnikov slugs and M-4 carbine bullets, the fiery death blossom of a car bomb, the quick, muffled smack of a wooden door going down and a blindfolded figure stumbling out at gunpoint. Dirty little firefights spin up without warning and die out in minutes. But the campaign in will last years, and will not be cheap in money or blood. Since the present advisory effort began to accompany forces into action, we have lost 8 killed. In today’s major theaters, most of the fighting is done by Afghans and Iraqis. They have signed on, but they could use our help. So you want to be an adviser? If so, read on.

Iraq, Afghanistan, and the Lessons of Recent Conflicts in the Middle East - Anthony Cordesman. Center for Strategic and International Studies, October 2004. The very nature of warfare is changing in a region where nations have previously tended to focus on building the largest possible conventional forces and obtaining the most advanced major weapons. On the one hand, the “revolution in military affairs” (RMA), modern technology, professional forces, and jointness are transforming the nature of the conventional capabilities of the US, and inevitably many of its European and regional allies. On the other hand, hostile, and potentially hostile, states are adapting in their own way, as are extremist, radical, and terrorist movements. For all of the advantages the RMA offered in defeating Iraq’s conventional forces and deposing Saddam Hussein, Iraqi insurgents have since found ways to counter many of the advantages of the US and its allies. Similar trends have emerged in Afghanistan, and in the fighting between the US and the Taliban and Al Qaida. Both sides learn and adapt. War remains a duel where both sides must constantly adapt, and one that is becoming steadily more asymmetric with time.

Russia in Afghanistan and Chechnya: Military Strategic Culture and the Paradoxes of Asymmetric Conflict - Major Robert Cassidy, USA. US Army Strategic Studies Institute monograph, February 2003. Asymmetric warfare poses some of the most pressing and complex challenges faced by the United States today. As American defense leaders and strategic thinkers adapt to this era of asymmetry, it is important that we learn both from our own experience and from that of other nations which have faced asymmetric enemies. In this monograph, Major Robert Cassidy uses a detailed assessment of the Russian experience in Afghanistan and Chechnya to draw important conclusions about asymmetric warfare. He then uses this to provide recommendations for the U.S. military, particularly the Army. Major Cassidy points out that small wars are difficult for every great power, yet are the most common kind. Even in this era of asymmetry, the U.S. Army exhibits a cultural preference for the “big war” paradigm. He suggests that the U.S. military in general, including the Army, needs a cultural transformation to master the challenge of asymmetry fully. From this will grow doctrine and organizational change.

The War In Iraq: The Nature of Insurgency Warfare - Andrew Krepinevich. Center for Strategic and Budgetary Assessments paper, June 2004. This paper presents an overview of the nature of insurgency warfare, along with some insights as to how the US military is positioned to wage it in Iraq. Future papers will provide further elaboration on this issue, and on other aspects of the United States’ involvement in this conflict.

The 1st CAV in Baghdad: Counterinsurgency EBO in Dense Urban Terrain - Interview with Major General Peter Chiarelli, US Army. Field Artillery article, September-October 2005.

U.S. Counterinsurgency in Iraq: Lessons from the Philippine War - Tom Donnelly and Vance Serchuk. National Security Outlook article, November 2003. With American soldiers repeatedly ambushed in the areas around Baghdad this summer, the Pentagon also began to reorient its postwar operations toward counterinsurgency. In June and July, it launched a series of large-scale raids--Operation Peninsula Strike, Operation Desert Scorpion, and Operation Soda Mountain--designed to seize weapons caches, demolish guerrilla infrastructure, and prevent Baathists from regrouping. Implicit in the sweeps was a recognition that the U.S. military had underestimated the tenacity of the Iraqi irregulars--having initially assumed the violence to be nothing more than the last gasps of a dying regime--and that American soldiers were now facing a "classic, low-level insurgency."  But what does this mean? For many journalists and defense analysts, unfortunately, counterinsurgency operations continue to be viewed through an ideological prism stuck in the 1960s. In place of measured analysis, the term provokes a rush of damning stereotypes: shadow wars in the jungles of Southeast Asia, waged in the absence of oversight and rife with human rights abuses; wrenching, disorienting conflicts in which allies become indistinguishable from enemies, and strengths indistinguishable from weaknesses. Counterinsurgency, in short, becomes code for a kind of war that cannot be won-a fatalistic conviction.  Rather than imagine Iraq as postwar Germany or Japan, military planners and policymakers would do well to study the lessons of the Philippine War (1899-1902), perhaps the most successful counterinsurgency campaign waged by a Western army in the past 200 years.

Bearers of the Sword Radical Islam, Philippines Insurgency, and Regional Stability - Dr. Graham H. Turbiville, Jr. Military Review article, March-April 2002. In the immediate aftermath of the 11 September 2001 terrorist attacks on the World Trade Center and the Pentagon, U.S. President George W. Bush and his national security leadership articulated objectives for a wide-ranging war against terrorism. Six months later, these objectives remain focused on destroying international terrorist centers, dismantling terrorist networks around the world, and punishing states that support terrorist activities. The Al-Qaeda terrorist organization--sponsors of the 11 September attacks and earlier terrorist assaults on U.S. people, property, and interests--remains a high priority. As Al-Qaeda's principal bases and leadership cadres in Afghanistan were destroyed and its Taliban supporters routed, U.S. planners shifted resources and focus to other Al-Qaeda cells and associates operating in dozens of countries around the world. The U.S. national leadership emphasized that these groupings--and other terrorist organizations as well--constituted legitimate targets in the global war on terrorism. Among those targets receiving early attention from the U.S leadership was a small, violent Islamic group that--despite origins in the 1979-1989 Soviet-Afghan War--operates in the jungles, hills, towns, and coastal waters of the southern Philippines.1 This group is Abu Sayyaf , meaning Bearer of the Sword in Arabic, that has become noted for its ambushes of government forces, kidnappings, piracy, and the not infrequent beheading of captives. As this is written, Abu Sayyaf elements remain engaged in sporadic clashes with the Philippines Armed Forces and continue to perpetrate a mixture of political terrorism and banditry throughout the area. Its purported links to Al-Qaeda and its asserted devotion to a radical, perverted form of Islam, identifies the Abu Sayyaf group (ASG) as a vector of local terrorism that also has broader regional and international implications. Of particular concern is the prospect of further radicalizing other Muslim insurgent and pro-independence groups in the Philippines, and serving as a catalyst for analogous developments in Indonesia, Malaysia, and elsewhere. This article addresses the origin and activities of Abu Sayyaf , the operational environment in which it carries out its activities, and its influence on the Philippines and the region. Before examining Abu Sayyaf specifically, it is instructive to review briefly the historic continuity of Muslim insurgency in the Philippines, the U.S. experience in what was 100 years ago a new operational environment, and the current context in which Abu Sayyaf has sought to advance its goals.

Insurgency in Iraq: A Historical Perspective - Ian Beckett. US Army Strategice Studies Institute monograph, January 2005.  This monograph considers the patterns of insurgency in the past by way of establishing how much the confl ict in Iraq conforms to previous experience. In particular, the author compares and contrasts Iraq with previous Middle Eastern insurgencies such as those in Palestine, Aden, the Dhofar province of Oman, Algeria, and Lebanon. He suggests that there is much that can be learned from British, French, and Israeli experience.

Counterinsurgency and Today's US Military - Old Hickory's Weblog, May 2004. War is war, and it involves killing the enemy.  Guerrilla war is nasty business just like any other kind of war, and it carries its own particular brands of nastiness.  The military assumption that guerrilla wars should be avoided in not entirely a bad instinct, by any means.  But if there had been an honest recognition prior to the Iraq War that what it would involve would be not a glorious "cakewalk" of quick conquest in conventional war, but a protracted, costly, bloody guerrilla war, the public and Congressional discussions prior to the war might have had greater seriousness and greater substance.

A New Twist in Unconventional War - Undermining Airpower - Lieutenant Colonel Gary Webb, USAF. Joint Force Quarterly article, Spring - Summer 2001.  The United States remains at war with Iraq. Since the imposition of no-fly zones, Baghdad has developed a new form of strategic response—unconventional operations targeted at air forces. An American- led coalition exercises dominance over the Iraqi military through air superiority, but this advantage is fragile. We must realize that unconventional warfare against conventional airpower is a potent and serious threat. Downplaying it will lead to faulty, misguided, incomplete, and even irrelevant responses. Interest in the region is too important to risk defeat by a strategy that could be overcome by a more appropriate use of military force.

View From the Wolves' Den - The Chechens and Urban Operations - David Dilegge. Small Wars and Insurgencies article, 2001.  In 1998, the United States Marine Corps was presented with an opportunity to conduct interviews with Chechen commanders and key staff officers who participated in combat operations against Russian forces in the 1994-1996 conflict.  The Corps was particularly interested in obtaining the Chechen view as it was then conducting a series of experiments (Urban Warrior) designed to improve its capability to conduct urban operations. Having studied the horrendous losses the Russians experienced during its first incursion into Grozny, and faced with the dilemma of finding solutions to the high casualty rate inherent to the city fight, the Marines thought it prudent to gain the perspective of those who had planned and conducted an urban insurgency against a modern conventional force.

David Slays Goliath: A Chechen Perspective on the War in Chechnya (1994 - 1996) - Lieutenant Colonel Timothy Jackson, USMC.  Marine Corps Wargaming Division paper, 2000.  On 11 December 1994, 40,000 troops of the Russian Army attacked into the breakaway republic of Chechnya, with the intent of removing Chechen separatist leader, Jokhar Dudayev, and replacing his government with one more favorable to Moscow. Two years later, the last units of the Russian force withdrew from Chechnya, culminating two years of humiliation at the hands of a much smaller and far more modestly equipped foe.

General-Major Tourpal-Ali Kaimov - On Urban Warfare in Chechnya - David Dilegge. Marine Corps Intelligence Activity paper, 2000.  In 1998, the United States Marine Corps was presented with an opportunity to conduct interviews with Chechen commanders and key staff officers who participated in combat operations against Russian forces in the 1994-1996 conflict. The Corps was particularly interested in obtaining the Chechen view as it was then conducting a series of experiments (Urban Warrior) designed to improve its capability to conduct urban operations. Having studied the horrendous losses the Russians experienced during its first incursion into Grozny, and faced with the dilemma of finding solutions to the high casualty rate inherent to the city fight, the Marines thought it prudent to gain the perspective of those who had planned and conducted an urban insurgency against a modern conventional force.

Tactical Observations from the Grozny Combat Experience - Major Brett Jenkinson, USA. US Army Command and General Staff College thesis, 2002.  The Russian battles for Grozny, Chechnya provide relevant contemporary examples for the study of urban combat involving modern, conventional forces on one side and a guerrilla force on the other. The first and fourth battles for Grozny, a city of nearly a half million people, were the major Russian assaults to seize the city from the Chechens during the latter’s struggle for secession from the Russian Federation. This thesis provides an explanation of the historical method used, a history of the Chechen-Russian relations leading to the battles, a description of the first and fourth battles, their lessons learned, and an analysis of the value of those lessons learned. This thesis provides a frame of reference for future urban combat and highlights valuable techniques to improve urban combat military theory.

Night Stalkers and Mean Streets: Afghan Urban Guerrillas - Ali Jalali and Lester Grau. Infantry article, January-April 1999. Urban guerrilla combat is difficult for the urban guerrilla and the regular force. Throughout the war, the Soviets and Democratic Republic of Afghanistan (DRA) forces were never able to completely control the major cities of Kandahar and Herat. Finally, the Soviets bombed 75% of Herat and virtually the entire Kandahar suburb into rubble. That still failed to stop the urban guerrillas. The DRA and Soviets had more success in controlling the capital city of Kabul--but still were unable to stop the rocket attacks and guerrilla actions. Surviving urban guerrillas are harder to find to interview than guerrillas who fought in the country. Urban guerrillas are surrounded by potential informants and government spies. They must frequently move around unarmed and the government can usually react to their actions much faster than they can in the countryside. The urban guerrilla must be anonymous and ruthless to survive. For this reason, urban guerrilla groups were usually small and fought back with short-duration actions. Many urban guerrillas lived in the countryside or suburbs and only entered the cities for combat. The Soviets and DRA devoted a great deal of effort to finding and eliminating the urban guerrilla. Many innocent civilians were victims of this hunt. The authors are grateful to the urban guerrillas who provided these candid interviews.

Handling the Wounded in a Counter-Guerrilla War: the Soviet/Russian Experience in Afghanistan and Chechnya - Lester Grau and Dr. William Jorgensen. Military Review article, July-August 2000. The Soviet Union intervened in the Afghanistan Civil War on Christmas Day 1979 to restore a weak and faltering communist government that was rapidly slipping out of control. The Soviets expected little resistance and apparently had no plan for staying longer than three years. They were there for nine years, one month and eighteen days. Soviet Army medical personnel were also there for the duration fighting disease and wounds. While they were there, they improved casualty-handling and surgical support. Consequently, during the latter part of the war, they saved many lives that would have been lost earlier. They applied many of these lessons to the war in the break-away Republic of Chechnya. Many of their lessons learned can be applied to other modern forces fighting on rugged and urban terrain.

The Maoist Insurgency in Nepal: 1996-2001 - Colonel S. D. Crane, British Army. US Army War College Strategy Research Project, April 2002. The Maoist Insurgency in Nepal has lasted 6 years and has claimed the lives of 1600 people. Inspired by Peru's 'Shining Path' the insurgents believe that they are the advance guard of a second wave of world revolution that, having established its base in Nepal, will engulf India and then in turn subvert the World. Nepal sits between India and Chinese Tibet. Neither China nor India would allow a potentially hostile state to sit astride its mutual borders. The presence of such a state could lead to conflict between these regional nuclear powers and a communist Nepal could act as a base for world-wide insurgency in the same manner as Afghanistan. I intend to trace the genesis of Nepal's Maoists, to describe their ideology, method of operations and connections with World revolutionary movements. I intend to outline the campaign that has been fought to defeat them and compare its method with that of classic counter insurgency doctrine. I intend to identify the present position of the protagonists and describe how the issue has regional and therefore global significance, asking whether the West can afford to allow Nepal to become a failed state and to be the possible cause of conflict between the world's two most populous nuclear powers.

India: State Response to Insurgency in Jammu & Kashmir – The Jammu Case - Thomas Marks. Low Intensity Conflict & Law Enforcement article, 2004. Whether confronted with pure terrorism or terror-as-tactic within an insurgency, the state is faced with the same conundrum: how to provide security for the populace in a situation where resources, human and material, inevitably are limited. Key is the nature of response, with the quality critical to best use of quantity. The ability to implement a response that is both appropriate and sustainable, even when faced with ‘terrorism as strategy’ in an insurgent campaign, depends upon appropriate analysis of the challenge. Invariably, disaggregating a case such as Jammu & Kashmir, where terrorism has increasingly swallowed the original insurgent impulse, reveals discrete local battlefields that can be attacked in appropriate fashion. Thus Jammu& Kashmir, commonly regarded in the media as a hopeless case of disaffection and bloodshed, is more properly seen as a number of conflicts. In at least half the struggle, that in Jammu, the Indian response reveals itself as strategically and operationally correct.

Something Old, Something New: Guerrillas, Terrorists and Intelligence Analysis - Lieutenant Colonel Lester Grau, USA (Ret.). Military Review article, July - August 2004.  The United States and its coalition allies are currently engaged in counterinsurgencies in Afghanistan and Iraq. While these are clearly different countries and insurgencies, they have some common features.

Violent Systems: Defeating Terrorists, Insurgents, and Other Non-State Adversaries - Troy Thomas and William Casebeer. US Air Force Institute for National Security Studies occasional paper, March 2004.  Inter-state war no longer dominates the landscape of modern conflict. Rather, collective violence and challenges to the international system come increasingly from violent non-state actors (VNSA). With few exceptions, VNSA play a prominent, often destabilizing role in nearly every humanitarian and political crisis faced by the international community. The broad spectrum of objectives and asymmetric methods of these contemporary Barbary Pirates fractures our traditional conceptions of deterrence and warfighting. We contend that deterrence remains a viable strategy for meeting their challenge if adapted to an understanding of VNSA as dynamic biological systems. The prolonged utility of deterrence hinges on insight into VNSA life cycles and a broader conception of the psychology inherent to organizational decision-making.  Bundled as “broad biological deterrence” (BBD), we develop deterrent strategies that tackle the VNSA threat throughout its life cycle.

Fighting Terrorism and Insurgency: Shaping the Information Environment - Major Norman Emery (USA), Major Jason Werchan (USAF) and Major Donald Mowles, Jr. (USAF). Military Review article, January - February 2005.  Over the past decade, various high profile terrorist groups have demonstrated a sound knowledge and coordinated use of information operations. Their ability to successfully achieve objectives by shaping their battlespace in the information environment, coupled with willingness to conduct nontraditional warfare, make them a significant threat to the United States.  Although the initial Joint Publication (JP) 3-13, Joint Doctrine for Information Operations, addresses a traditional IO approach against conventional forces such as China or North Korea, it does not sufficiently consider nonstate threats such as terrorists and insurgents.  The joint staff is currently updating JP 3-13 by incorporating the October 2003 revised Department of Defense (DOD) IO policy, informally known as the secretary of defense’s (SECDEF’s) “IO Roadmap.”3 To succeed in the new security environment, JP 3-13 must provide an IO approach that better defines and shapes operations in the information environment (IE) to enable victories over nonstate actors in the physical environment (PE).

Artillery and Counterinsurgency: The Soviet Experience in Afghanistan - Lester Grau. Field Artillery Journal article, May-June 1997. The leverage that technology offers depends on the circumstances which shape combat such as the theater, the opponent and the objective. Guerrilla war, a test of national will and the ability to endure, negates many of the advantages of technology. The Russian Army, and its predecessor--the Soviet Army, fought the most-recent, large-scale counterinsurgencies pitting technologically-advanced mechanized forces against dedicated guerrillas. The Russians are publishing many of their lessons learned now. Although some of these have no direct application to the United States Army, others do and military professionals need to be aware of how other militaries attempt to solve contemporary problems.

Mine Warfare and Counterinsurgency: The Russian View - Lester Grau. Engineer article, March 1999. The Soviet Army trained and prepared for the Third World War. This war would involve large-scale nuclear exchange and/or conventional maneuver, where modern, fast-moving armored forces probe for enemy weak spots, break through enemy defenses using massed or nuclear artillery strikes and the shock action of armor, and then drive deep into the enemy rear area to fight the deep operation. While this vision may still apply to a future war, military theorists in the Russian Ground Forces are considering their last two large-scale conflicts--in Afghanistan and Chechnya--and drawing some conclusions about other possible types of future war. Soviet military theorists envisioned war on the rolling plains of northern Europe or in the high Manchurian plains near China. Instead, their last two conflicts were fought in rugged mountainous terrain against irregular forces. One conflict occurred on the soil of a neighboring country, and the other was fought on Russia's own territory. Instead of swift wars of maneuver and massed combat power, those conflicts were protracted civil wars that were fought in mountains, forests, and cities.

Chasing U-Boats and Hunting Insurgents: Lessons from an Underhanded Way of War - Jan Breemer. Joint Force Quarterly article, 1st Quarter 2006.  Just over a century ago, a British admiral condemned the newly invented submarine as an “underhand, unfair, and damned un-English weapon.” The officer underscored his disdain for the craft by urging that submarine crews be treated as pirates and hanged. Winston Churchill, then the Royal Navy’s political head, was not willing to go quite that far, yet at one point during World War I; he ordered that captured U-boat crews be treated as criminals, not prisoners of war. Churchill’s action was symptomatic of the professional naval attitude toward this below-the-belt weapon: sinking merchant ships without warning was not “legitimate” warfare as behooved a civilized power. Churchill himself had said before the war that doing so was akin to “the spreading of pestilence and the assassination of individuals.” Those sentiments of long ago have a familiar ring, albeit in a different context: insurgency warfare. Regular soldiers have historically looked on insurgency warfare as underhanded and unfair and, a U.S. combatant in Iraq might add, “damned un-American.” From the Soldier’s perspective, the insurgents’ war-making methods are neither those of a civilized opponent nor in accordance with the laws and customs of war. Particularly objectionable is the insurgent’s stealthiness: “the man, or woman, who appears to be a peaceable citizen but who may at any moment become ‘a spy, a brigand, and assassin and a rebel.’”  The soldier’s horror at “war in the shadows” and the sailor’s disgust at war “below the belt” are rooted in two sources.3 The first is a moral and professional revulsion against what is seen as a particularly nonheroic and inhumane form of warfare.  Submarines and insurgents do not fight according the Western way of war, in which the opponents declare themselves and slug it out face to face. Because of the way submarines have been used in two World Wars, they and insurgents share a reputation for being indiscriminate. Because the U-boats refused to distinguish between civilian and military shipping, or between neutrals and enemies, they acquired the “terrorist” sobriquet. The second, more practical reason for the submarine and the insurgent’s ill repute has to do with the difficulty for the conventional sailor and soldier in finding—and therefore defeating—their respective opponents. Submarine and insurgency opponents involve asymmetric warfare; both have historically tied down disproportionately large numbers of forces. As many as 10 counterinsurgent or antisubmarine defenders can be needed for each enemy operative.

Learning to Eat Soup with a Knife: Counterinsurgency Lessons from Malaya, Vietnam, and Iraq - Lieutenant Colonel John Nagl, USA. Panel briefing slides, undated.

United States Counterinsurgency: An Australian View - Lieutenant Colonel David Kilcullen, Australian Army. Panel briefing slides, undated.