Small Wars Journal

Wars in All but Name

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Wars in All but Name

Stephen B. Young

Perhaps Clausewitz has misdirected our attention away from what is war in all but name.

He defined war as “a continuation of politics by other means” linking war with political objectives. But what if kinetic violence to break the will of an enemy is systematically organized but has no conventional political objective? Would it still be war? Its objectives might well be to control people and territory; to provide unquestioned order for a community; to regulate behaviors.

Consider the case of Mexico. From 2007 to 2014, 164,000 Mexicans died violently, more than the 103,000 civilians killed in Iraq and Afghanistan during those years. In 2016 Mexico surpassed Iraq and Afghanistan to become, after Syria, the world’s second deadliest war zone, according to the Annual Armed Conflict Survey of the International Institute for Strategic Studies.

In 2016 there were more than 50,000 lives lost in Syria, 23,000 in Mexico, 17,000 in Afghanistan and 16,000 in Iraq.  IISS director general John Chipman said ““Mexico is a conflict marked by the absence of artillery, tanks or combat aviation.”  Deaths were caused by small arms. The largest number of fatalities occurred in Mexican states that have become “key battlegrounds for control between competing, increasingly fragmented cartels,” Chipman said, with violence flaring as gangs try to clear areas of rivals so they can monopolize drug trafficking routes.

In 2017 some 31,174 persons lost their lives in Mexico. More were taken away and their fate not yet known.

El Salvador has the world’s highest homicide rate. The MS-13 gang operates in 248 of the country’s 262 municipalities. In the capital San Salvador, gangs control the local distribution of consumer products, including diapers and Coca-Cola. They extort commuters, call-center employees, restaurant and store owners. In rural villages, gangs threated to burn sugar fields unless the farmers pay up.

Gang violence, a form of war-lord-ism, negates public authority and reduces citizens to a state of nature along the lines described by political philosopher Thomas Hobbes: “the life of man is solitary, poor, nasty, brutish and short.”  Those circumstances certainly apply to war, declared or undeclared, conventional or limited.  They apply to most of Syria today, to Iraq during the years of sectarian conflict, and today to large parts of Afghanistan. Hobbesian realities also happen in cases where government fails to meet its basic police responsibilities; provide quality of social life, security of persons and property, and economic well-being.

Mexico is not alone in facing collapse of government in many local communities El Salvador and Honduras have exceptionally high murder rates as well, concentrated in some localities.  Gangs in all three countries are more dominant than government police forces in the lives of many citizens. When some 8 years ago Mexico sent its armed forces to suppress drug cartels, the cartels defeated them to maintain control of many communities. Lack of governance in El Salvador and Honduras generates the flight of migrants to seek asylum in the United States.

Why do we not consider counterinsurgency methods applicable to Mexico, El Salvador and Honduras?

The gangs function as states within the national state, which is such a state in name only.   Gang control of people and territory follows Mao’s dictum that “political power flows from the barrel of a gun.”

We also know that in Afghanistan criminality in the drug trade contributes to the efficacy of the Taliban, blurring any sharp distinction between crime and sectarian dedication. For both Mexican drug cartels and Taliban insurgents, community control for recruitment and sabotage of government deployments of the military, policy, education, economic development, is a common strategic objective.

To defeat either the drug cartels or the Taliban, converting the rural people into front line counterinsurgents is necessary for government success in the struggle for power.

In El Salvador the civil war of the 1980s, a classic ideological insurgency to overthrow a traditional ruling elite, was not won by the government. No counterinsurgency program was brought to the field. Our military advisors worked with the El Salvadoran government on an attrition strategy. The will of the guerillas to fight on just outlasted the Americans and their local partners. Rural villages had 40% unemployment for young men, providing the insurgents with all the recruits they needed to defeat an attrition strategy. Finally, a political compromise was reached. It left the national government weak and inefficient. Gangs then stepped into the power vacuum at local levels in effect sustaining conditions of insurgency under another name.

El Salvador’s gangs earn about $20 million a year from extortion, including $3 million from businesses in the history center of San Salvador, the Capital. The two gangs MS-!3 and Barrio 18 hire 60,000 people as lookouts, collectors, and assassins. In2016 the Central Bank estimated the economic cost of this “insurgency” to be $4 billion a year, or 16% of GDP. El Salvador’s Minister of Justice and Security says “you don’t know where the state ends and the criminal organizations begin.”

As in political insurgencies, gangs function as mini-police forces and routine local governments.  They form social authorities fragmented and dispersed among the population using their power for private purposes.  Their effect is to deny the people ordinary and salutary public governance under some legitimate rule of law.  Gang based insurgency compromises government not so much by using violence to impose a political program but with corruption to divert government officials from their duties. Gang based insurgencies are more a persistent low-level infection than a mortal, metastasizing cancer. But they can destroy civil order and public happiness just the same.

Gangs in El Salvador, Guatemala and Honduras now profit from extorting their neighborhoods, not selling drugs to foreigners. They are in effect collecting taxes based on their control of violence. 

As gang-engendered violence proliferates, the middle and upper classes hire protection.  In every central American country private security forces outnumber the police, further fragmenting the power to establish good government for the society.

Politicians choose to work with groups having a mastery of violence in local communities, giving them immunity in exchange for bribes, campaign contributions, assistance in suppressing opposition voters. Corrupt security forces tend to turn criminal. The only law is that of the gun.

The Gene Pitney song “the Man who Shot Liberty Valance” brings forth the reality:

When Liberty Valance rode to town
The women folk would hide, they'd hide
When Liberty Valance walked around
The men would step aside

Because the point of a gun
Was the only law that Liberty understood
When it came to shootin' straight and fast
He was mighty good

From out of the East a stranger came
A law book in his hand, a man
The kind of a man the West would need
To tame a troubled land

'Cause the point of a gun
Was the only law that Liberty understood
When it came to shootin' straight and fast
He was mighty good

Many a man would face his gun and many a man would fall
The man who shot Liberty Valance
He shot Liberty Valance
He was the bravest of them all

Let us consider some maps to see the correspondence between insurgent wars and gang-based insurgency:

1

Afghanistan: Who Controls What – 2009 - 2010?

2

Afghanistan: Civilian Casualties & Insurgent Attacks – January 2009 – March 2010

3

Syria: Who Controls What – December 2016

4

 

Government control and violence against civilians in third and fourth corps in South Vietnam. Green means full government control, yellow means mixed control, and red means full rebel control. Large dots indicate government officials assassinated, and small dots indicate citizen assassinated.

South Vietnam: Who Controlled What?

5

Mexico: Who Controls What – 2015?

6

 

El Salvador: Who Controls What?

7

 

San Salvador: Who Controls What?

8

 

Honduras: Who Controls What?

Since 2008, the United States Congress has appropriated over $1 billion to help Central American governments strengthen state institutions, build functional police forces, and take back neighborhoods held by gangs and organized criminals. But there has been no application by our partners of best counterinsurgency practices. No clear, hold and build. No COIN.

Recommendation: Adopt a CORDS Program to Establish Civic Order in Gang-Based Insurgencies

CORDS (Civil Operations Rural Development Support) was the unique US civil/military program which partnered with Vietnamese nationalists at village, district, province, region, and national levels to mobilize the people of South Vietnam to defeat the Viet Cong by 1972 starting in 1967.

The strategy of CORDS was to fight a people’s war against communist led insurgents. The tactics of CORDS were to consider the people as the frontline fighters against the insurgents and to support them with decentralized governing authority, self-defense, and self-development programs. The self-interest of rural communities coupled with anti-communist family and personal values were promoted to mobilize the people.

A gang-based mafia or mini-warlord insurgency has its own characteristics which distinguish its strategy and tactics from political/ideological insurgencies. The gang-based insurgency does not seek to become an official ruling authority. It does not want to be a government. It is more a private collaboration seeking money and power in local communities.  In some ways a gang-based insurgency resembles a terrorist network.

A gang-based insurgency focuses on terror and intimidation without recruiting any mass political following. It does not have political cadres, only armed terrorists.  It does not seek to inspire the people, only to intimidate them and so subject them in support of criminal activity.

When dealing with defeat of a gang-based insurgency, we must distinguish the CORDS approach from the COIN approach.  Under COIN principal responsibility for success lies with either foreign forces or forces of the central government. The strategic objective of COIN is to protect the people. Neither foreign forces nor host government forces are capable of providing sufficient protection of the people in gang-based insurgencies.

In cases of gang-based insurgency, foreign forces will not be available other than in advisory and support capacities and foreign support is most likely to be civilian – police, economic development and social capital enhancement.  And, central government deployments (police, army, civil officials) will be ineffective or even sustaining of the insurgents due to corruption and insurgent intimidation.

In the CORDS approach, the people are to be the principal source of their own protection, supported by government assets in finding, fixing, fighting, and finishing insurgent cadres to reduce the threat nearby and inside local communities, coming to the immediate assistance of local self-defense teams, gathering necessary intelligence and acting on it promptly, and providing public services.

The best practices of counterinsurgency under the CORDS approach are:

  • Arm the people
  • Provide them with effective local government
  • Give them hope for better lives under their own control
  • Eliminate the insurgents by gathering correct, timely intelligence, arrest, and apprehension
  • Pardon those who abandon gang life and employ them productively

In Mexico and Central America, cultural factors drive gang-based insurgencies. These powerful psycho-social dynamics must be, first, offset, and, second, overcome by countervailing psycho-social dynamics. Fear of the government created by violent repression is most often insufficient to offset cultural aspirations of having personal power, easy money, and being respected by the community for having a certain kind of personal charisma.

In Mexico and Central America, there is a cultural residue of the conquistador life-style where machismo and personal dominance are valued. The Spanish conquistadors used force and violence to become the protecting patron, a “Don” so to speak, having clients who depended on him as “Jefe” or Chief of the social unit for security and economic well-being.  The system was named the encomienda society. Under Spanish rule, a Spanish encomendero was granted a number of native laborers who would pay tributes to him in exchange for his protection. In Mexico after the revolution the system took the form of haciendas or, today, patron/client networks.

From a sociological perspective, gangs today in Mexico and Central America simply carry on illegally the rudiments of this encomienda system of local over-lordship taking care of loyal clients.

In Mexico, El Salvador, and Honduras where businesses and the more well-to-do employ their own security guards, such private security forces can be converted into local militias with powers of arrest along the lines of an authorized posse comitatus.

In Common Law, the posse comitatus is all able-bodied males over the age of 15 within a specific county, when mobilized in whole or in part by the conservator of peace – usually the sheriff – to suppress lawlessness or defend the county. The posse comitatus originated in ninth century England simultaneous with the creation of the office of sheriff. Though generally obsolete throughout the world, it remains theoretically, and sometimes practically, part of the United States legal system. In Minnesota where I live, this reserve security forces is, under statute, the “unorganized militia”.

Minnesota Statues, Chapter 191.05, provides that:

GOVERNOR MAY CALL MILITIA. Whenever the governor deems it necessary for any purpose authorized by the state constitution or by law, may by public proclamation call out the militia or such part or number thereof as the governor may designate for military duty in the service of the state, and may provide for the enrollment, assembly, and muster into service by voluntary enlistment or by draft, as the governor may determine, of the militia so called out. For that purpose, the governor may make orders and rules and enforce the same, appoint all necessary officers and fix their compensation, and may require all proper public officers to perform such duties as the governor may direct.

Second, In El Salvador and Honduras where gang-based insurgents have adopted a “uniform” of body tattoos to distinguish members of the insurgent force from civilians, the uniform cannot be easily removed when an insurgent seeks to relinquish membership in the gang. Thus, some novel device must be found to give those who have defected from the insurgency and seek to resume the status of a citizen in good standing to be recognized, appreciated and protected.

One possible approach would be to form and fund a national patriotic or social movement for better lives. This movement would have local chapters, sports and educational programs for youth, skill and craft markets for women, continuing education for adults, cultural festivals.  The middle class, civil society organizations, religions would be recruited to participate in and lead such organized activities.  The insurgents would be bit by bit socially and culturally alienated from the mass of the population. Their ability to attract clients would atrophy and the insurgency, in classic fashion, would evaporate.

The principal challenges to successful application of a CORDS approach to gang-based insurgency in Mexico and Central America are: corrupt police forces; failure of national elites to institutionalize rational/legal institutions at the national and provincial levels; military cultures incapable of engaging with local communities in partnerships by intuitively acting as conquistador; politicians who seek only to reward their clients and have little sense of the common good.

 

Categories: El Centro

About the Author(s)

Stephen B. Young served with the CORDS program in the Republic of Vietnam from 1967 to 1971 as a Deputy District Advisor in Vinh Long province and as Chief, Village Government Branch. Young's service with CORDS was recognized by President Richard Nixon, Ambassador Ellsworth Bunker, and CIA Director William Colby. A fluent speaker of Vietnamese he has written on human rights in traditional Vietnam, Vietnamese legal history, Vietnamese nationalism, and with his wife translated Duong Thu Huong's novel The Zenith into English. Young is a graduate with honors of Harvard College and Harvard Law School. He is a former Assistant Dean of the Harvard Law School and Dean and Professor of Law at the Hamline University School of Law. He is Global Executive Director of the Caux Round Table and the author of Moral Capitalism and The Road to Moral Capitalism. His most recent book is The Theory and Practice of Associative Power: CORDS in the Villages of Vietnam 1967-1972.

Comments

Bill C.

Mon, 12/03/2018 - 12:19pm

So let me see if I can -- in a rather short and sweet manner -- wrap up my argument below.  Here goes:

Given:

a.  The ineptitude of governments (both in the West and in the Rest) who have attempted to transform their states and societies; this, so as to better provide for the benefits and demands of globalization/globalism/the global economy.  And given:

b.  The fact that, throughout the world as a whole (as the recent Brexit and election of President Trump would seem to indicate), these such pro-modernization/pro-change governments are seen as "insurgents" by their own, generally more-conservative, populations.  (Kilcullen noting this phenomenon, re: the Rest, in his "Counterinsurgency Redux; see the bottom of Page 2 and at the top of Page 3. https://pdfs.semanticscholar.org/e7f3/f7fd5e525d6dfe177357a894839bc770348b.pdf)

Given this such disruptive environment (which would seem to invite/cultivate/set the stage for anti-change/status quo anti rebels -- and/or criminals -- and allow that they might, much more easily, come to the fore?); given this such disruptive environment:

Can something like our author's CORDS program/approach above -- help these these such pro-change governments -- overcome the difficulties incurred by their such general unpopularity and/or general ineptness/ineptitude?

(These such local/community CORDS personnel -- in order to be effective -- needing, in advance, to [a] have embraced the pro-modernization; the pro-political, economic, social and/or values "change;" the pro-globalization/globalism/global economy stance of their rather inept governments or [b] not?)

Perhaps the two items provided below might help us remember the exceptionally well-known -- and the exceptionally well-understood -- relationship between:

a.  Massive and/or rapid state and/or societal "change,"

b.  The increase in criminal activity (and insurgency generally) routinely incurred thereby and, accordingly,

c.  The need, at times, to (a) employ "kinetic violence," to (b) "break the will," of (c) populations (both at home and abroad) thus resisting --  and/or otherwise having great difficulty in adapting to (and embracing crime instead?) -- such (often considered vitally necessary) political, economic, social and/or value "change:"

"Current social changes have been determined primarily by revolutionary achievements in science and technology. Advances in telecommunications, traffic facilities, the production of weapons of mass destruction, and improvement in the means of production require new structural and ideological forms for human coexistence. Rapid technological development is changing economic and cultural structures. Social changes that particularly influence crime patterns are the development of an international economy and cooperation, the weakening of centralized state control, the growth of privatization, and the intensification of social inequalities. Crime is increasing in the midst of this social change, due largely to injustices in social conditions, misconceived ideologies, the lack of appropriate knowledge, the abuse of alcohol and other drugs, disorganized communities, and inadequate crime control policies and structures. Policing in the midst of social change and increasing crime requires cooperation between the police and communities to address criminogenic conditions, mount community-wide efforts against criminal behavior, and reinforce the norms of law-abiding behavior. Crime control policy must focus not only on a retributive response to crime after it happens but also on the forging of policies designed to prevent crime and develop structures for learning law-abiding behaviors."

https://www.ncjrs.gov/App/Publications/abstract.aspx?ID=144795

"In the old Chinese society, individuals were confronted with very powerful traditions, which determined behavior to the minutest detail, and were assured of swift punishment in case of nonconformity. Consequently crime, in the Western sense, was not a serious problem. But recently China's social equilibrium has been so disturbed by the Western influence that the old rules are no longer effective. The result has been a destruction of the old social institutions; different types of crimes have developed and increased along with other social problems. An analysis of the available material suggests that crime in China has been intimately involved with three distinctive aspects of social change. These three aspects are: (1) crime as conflict between law and the mores; (2) crime as the only practical way of making a living; (3) crime as a positive reaction to the failure of social control and as a response to social disorganization."

Returning now to the premise that we are testing below, to wit: that in instances, wherein, massive and/or rapid political economic, social and/value change is the "order of the day" (for example: cir. the 19th Century and the rise of industrialization and the market economy back then, and as per today and the rise of globalism/globalization/the global economy now).  In these such instances:

a.  Does the "counterinsurgency" effort,

b.  Of those governments seeking to implement such massive and/or rapid political, economic, social and/or value "change" (indeed often requires the use of "kinetic violence," to "break the will," of "resisting transformation" populations?); does this such "counterinsurgency" effort:

1.  REQUIRE that the majority of the population

2.  Is (first/before-hand) already "converted?"

(Again, "conversion" here referring to the embrace, by majority of the population as a whole, of the massive  and/or rapid political, economic, social and/or value changes -- that these such "modernizing" governments seek to install.)

Be serious.  Criminal gangs aren't motivated by any clash of civilizations...they're motivated by the simple quest for power and/or wealth at the expense of surrounding society.  At best, that's a feudal society, and when that was widespread, we called that the Dark Ages. 

From our article above:  "To defeat either the drug cartels or the Taliban, converting the rural people into front line counterinsurgents is necessary for government success in the struggle for power."

Let's test this premise as follows:

Given the similarity to our time today -- and that cir. the 19th Century -- both times in which:

a.  Western governments, via their domestic and foreign policies, sought/seek to transform the ways of life, the ways of governance and/or the values, attitudes and beliefs -- both their own citizenry -- and those of foreign lands; this:

b.  So as to better provide for the benefits [and/or, indeed, for the requirements) of new political, economic, social and/or value models/orders (those associated with the rise of industrialization and the market economy cir. the 19th Century; those associated with the rise of globalism/globalization/ the global economy today?); herein: 

b.  Finding various populations resisting these such "transformative"/"modernization" policies and attempts (in the U.S. cir. the 19th Century, for example, think the the American Southerners, the American Indians and -- given our reference to "Liberty Valance" -- the American Cowboys?).    

Given these comparative periods (again, cir. the 19th Century and again today), might we note that -- the United States for example cir. the 19th Century -- did not hesitate to:

a.  Use "kinetic violence" (in the form of, for example, soldiers, sheriffs, marshals, etc.); this:

b.  To "break the will" of "resisting transformation"/"resisting modernization" populations -- both at home (again think the American Southerners, the American Indians and the American Cowboys) and abroad (think, in this regard for example, the Philippines).

(Note that this, indeed, would all seem to be Clausewitz -- to wit: the necessity -- in the pursuit of certain political ends [in this case, those associated with needed "transformation"/needed "modernization"] to use "war" ["kinetic violence"], to "break the will," of resisting governments and populations?)

Thus:

a.  Given my cir. 19th Century American "resisting transformation/modernization" populations examples above (again, the American Southerners, the American Indians, the American Cowboy and populations in the Philippines), 

b.  What now are our thoughts -- re: the premise we are testing from the top of this page -- that "converting the rural people into front line counterinsurgents is necessary for government success in the struggle for power?"

("Converting" here being understood -- in the "transformative"/"modernization" context I provide above -- as [a] embracing substantial political, economic, social and/or value "change" and [b] the exceptional demands of same?)

I don't know about this one...

 

In these areas gangs can often be indistinguishable from local law enforcement or state (para)military forces, in terms of their interactions with the population e.g. extortion, murder, etc.

 

 

Stephen refers to the best practices of CORDS as including the following:

 

  1. Arm the people
  2. Provide them with effective local government
  3. Give them hope for better lives under their own control
  4. Eliminate the insurgents by gathering correct, timely intelligence, arrest, and apprehension
  5. Pardon those who abandon gang life and employ them productively

 

I would argue that the gangs can be seen to do 1 and 4, and possibly 2 and 3.  The key to success in this sort of counter-insurgency is 2., 3., and 5.; without these three, you are just creating more gangs.  

Criminal gangs operating on a large scale at the very least have the political objective of changing government policy, whether officially or unofficially, to permit their otherwise illegal activities.  Expand those goals to controlling people and territory; providing unquestioned order, and regulating behavior, and such groups are in direct competition with the state for sovereignty.  Accomplish that through directed, organized violence, and you've dropped right into the definition of war, regardless of gang leaders' personal motives of profit and personal power.  From within, it's an insurgency; from without, an invasion. 

The principle challenges listed are not unique to Central America, and in fact, promote the failure of any defense, whether against insurgents or invaders.   

From the beginning of our article above:

BEGIN QUOTE 

"Perhaps Clausewitz has misdirected our attention away from what is war in all but name.

He defined war as “a continuation of politics by other means” linking war with political objectives. But what if kinetic violence to break the will of an enemy is systematically organized but has no conventional political objective? Would it still be war? Its objectives might well be to control people and territory; to provide unquestioned order for a community; to regulate behaviors.

END QUOTE 

Before we discount Clausewitz, let me suggest that -- in order to achieve certain (for example: unpopular but necessary) political objectives/certain (unpopular but necessary) strategic ends (for example, the "modernization" of one's own -- and/or a foreign -- state and society) -- it:

a.  Often becomes necessary to use "kinetic violence;" this,  

b.  To "break the will" of "resisting transformation"/"resisting modernization" populations; this:

c.  Whether we are talking about Afghanistan, Mexico and/or Africa today --  and/or the "Old West" in "Liberty Valance" days."

Why is this?

In this regard, let us look for guidance -- in this case re: Mexico -- from S.P. Huntington's "Clash of Civilizations:" 

BEGIN QUOTE

In 1991 a top adviser to President Carlos Salinas de Gortari described at length to me all the changes the Salinas government was making. When he finished, I remarked: "That's most impressive. It seems to me that basically you want to change Mexico from a Latin American country into a North American country." He looked at me with surprise and exclaimed: "Exactly! That's precisely what we are trying to do, but of course we could never say so publicly." As his remark indicates, in Mexico as in Turkey, significant elements in society resist the redefinition of their country's identity."

END QUOTE

http://www9.georgetown.edu/faculty/kingch/Clash_of_Civilizations.html  And:

Thus, from the S.P. Huntington item above we can discern:

a.  The glaringly obvious political objective (in this example, to "modernize" Mexico more along "North American" political, economic, social and value lines).  And:

b.  The "law and order" problems related thereto (significant elements within the society resist the redefinition of their country's identity -- and the loss of privilege, status, wealth, independence, freedom, etc. -- which routinely becomes necessary with such a process).  

Bottom Line Thought -- Based on the Above:

"Wars in All but Name," thus, STILL to be understood in terms of "a continuation of politics (for example: "modernization") by other means;" this, given:

a.  The "law and order" problems that (with the implementation such an unpopular, but often critically necessary, policy) routinely become manifest and

b.  The routine necessity to use "kinetic violence" -- to "break the will" --  of populations resisting said (for example: modernization) policy?"

(Both in one's own country -- and/or in foreign lands?)