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Should Deterrence Fail:
War Termination in Campaign Planning
James W. Reed
Parameters, Summer 1993, pp. 41-52
Among those who occupy themselves with matters
of military strategy and operational art, war termination has been a
neglected topic both for academic study and, more particularly, for
doctrinal development.[1] The American strategic culture, with its
tendency to view war and peace as wholly distinct states, has left little
room for consideration of war termination as a bridge between the two.
Moreover, our strategic thinking has for good reason given preference to
deterrence, while our operational thinking has focused more on concepts of
warfighting that would allow us to "win" without resort to nuclear
escalation. Recent events, however, suggest that discussion of war
termination should perhaps be assigned a higher priority in our thinking
about strategic and operational matters.[2]
This is not an essay about the Gulf War against Iraq, but growing
dissatisfaction with the apparent outcome of that war suggests a need for
more refined thinking about how we end our involvement in wars.[3] Nor do
we need to refer to the Gulf War to find instances where Americans were
dissatisfied with the end state resulting from a particular war; in fact,
postwar debate over a given war's ending has always interested Americans
more than prewar debate. As our national military strategy evolves away
from a fixation on global war with the Soviets toward a focus on ethnic
and other forms of regional conflict, war termination will likely become
an increasingly salient issue.
As the link between a war's end state and the post-hostilities phase,
conflict termination poses one set of difficult issues for the grand
strategist and different but equally challenging questions for the
operational commander. In the broadest sense, the question for the theater
commander is how to connect military means to the larger political
objectives of a conflict. As it relates to campaign planning, the issue is
this: how does the operational commander, generally a theater
commander-in-chief, translate the political objectives of a conflict into
military conditions to be achieved as the product of a campaign?
Our current operational doctrines display a serious blind spot with
regard to the issue of conflict termination. The argument offered here is
simple and straightforward: war termination deserves equal billing with
other aspects of the campaign planning process and should be guided by a
set of principles or guidelines which, like other dimensions of that
process, are best considered in the earliest stages. Existing strategic
theory, leavened by the empiricism of historical example, provides clues
to those guidelines on conflict termination that should become part of our
operational art and doctrine.[4]
A Military Role?
It is not self-evident that the business (or, more exactly, the
politics) of ending a war is one which properly admits the military
commander. Paralleling a Western tendency to see a clear division between
war and peace, many observers tend also to see an equally sharp
demarcation between political and "purely military" activities. Under such
a view, the process of war termination displays greater political than
military content and, thus, is more properly the province of civilian
policymakers rather than military leaders. During the Franco-Prussian War,
for example, Moltke urged upon the German Crown Prince his view that, even
following the fall of Paris, Prussian military forces should continue to
"fight this nation of liars to the very end . . . [so that] we can dictate
whatever peace we like." But when asked by the Crown Prince for the
longer-term political implications of such an approach, Moltke replied
merely, "I am concerned only with military matters."[5]
Both theory and practice, however, suggest the interrelationship
between warfighting and the post-hostilities result. The chaotic aftermath
of the 1989 US invasion of Panama makes the point: a decapitated
government initially incapable of managing basic governmental functions, a
sizable refugee problem, and a widespread lapse in civil law and order all
threatened to mock the attainment of the operation's stated objectives.
The process of war termination should be viewed, then, as the bridge
over which armed conflict transitions into more peaceful forms of
interaction. War termination may, in some circumstances, lead initially to
a cease-fire followed by negotiations during which the original political
objectives are pursued at lower cost. The process of war termination
displays a strong military as well as political component. To deny the
political component is to risk making war something other than the servant
of policy; equally, to deny the military dimension is to risk failure to
attain the policy aims for which the war was fought. As William
Staudenmaier correctly observed, "If the goal of the political
decision-maker is to resolve the political issues for which the war was
begun, then the emphasis of military strategy should shift from its narrow
preoccupation with destroying enemy forces to a consideration of how
military means may be used to resolve political issues."[6]
Military strategy properly concerns itself with applying military means
to attain political ends; as these ends go beyond the mere destruction of
enemy forces, it is equally appropriate that our operational doctrine
address matters of war termination.
The State of the Art
In the past, consideration of war termination has centered almost
exclusively at the strategic level. Such studies have typically identified
various patterns by which wars end. These patterns may include: attrition
or exhaustion of one side; capitulation by one party; imposition of a
settlement by a third party; or the internal dissolution of one of the
belligerents.[7] Clausewitz reminds us, however, that political
interactions do not cease with the onset of war, and either implicit or
explicit bargaining and negotiation--Schelling's "diplomacy of
violence"--occur as an inherent and continuing aspect of war, extending
even beyond the cessation of hostilities. Empirical data bear out this
observation: historically, fully two-thirds of interstate conflicts have
ended as a result of negotiations either before or after an armistice.[8]
Classical strategists have thus typically viewed conflict termination
as a process of bargaining or negotiation. From this perspective, such
theorists have generally agreed upon several broad principles designed to
steer the process of war termination toward successful outcomes,
including:
- Pre-conflict planning for war termination;
- Sustaining communications with the adversary even while fighting;
- Employing pauses, thresholds, or "break-points" in fighting as
opportunities for intensified bargaining;
- Holding forces in reserve as a further deterrent or as added
bargaining leverage; and
- Demonstrating good faith, even through unilateral gestures, as part
of the implicit or explicit bargaining that leads to conflict
termination.[9]
From this broader strategic perspective, military forces contribute to
conflict termination not only by direct measures designed to achieve
particular policy objectives, but also by supporting the tacit endgame
bargaining process through infliction of losses on the adversary that
affect his cost-versus-benefit calculus and create an incentive to cease
hostilities.
Transitioning from the strategic to the operational level, one might
expect to find somewhat less ethereal guidance on the incorporation of war
termination considerations into campaign planning. However, to the extent
current policy or doctrinal publications address conflict termination at
all, they offer little to the operational planner that is of any greater
use than the classical strategic precepts. The National Military Strategy
addresses the issue only in the broadest strokes by stating that, should
deterrence fail, we seek to "end conflict on terms favorable to the United
States, its interests, and its allies."[10]
Nor does the armed forces' principal doctrinal publication on joint
warfare offer guidance on how to translate this national objective into
operational terms.[11] In fact, Joint Pub 1's conceptual division of the
joint campaign planning process into four distinct parts (the operational
concept, the logistic concept, the deployment concept, and the
organizational concept) is perhaps most striking for what it omits--that
is, any explicit reference to war termination--than for what it includes.
A review of service doctrines reveals little more in the way of
operational insight into the problem of war termination. In suggesting
fundamental questions that define the nature of operational art, the
Army's keystone doctrinal manual hints at least indirectly at the war
termination issue: "What military conditions must be produced in the
theater of war or operations to achieve the strategic goal?"[12] That
fundamental question cannot be fully answered without addressing equally
crucial considerations related to war termination. Having posed the
central question, however, the Army's doctrine stops short in at least two
respects: it fails to offer guidance on how to relate military
conditions to strategic aims; and, equally important, it falls silent on
the question of how those military conditions serve the transition from
war to peace, a fundamental aspect of conflict termination.
Marine Corps doctrine similarly recognizes the importance of war
termination considerations in the campaign planning process:
[The] focus on the military strategic aim is the single overriding
element of campaign design . . . . Given the strategic aim as our
destination, our next step is to determine the desired end state, the
military conditions we must realize in order to reach that destination,
those necessary conditions which we expect by their existence will
provide us our established aim . . . . From the envisioned end state we
can develop the operational objectives which, taken in combination, will
achieve those conditions.[13]
As with the Army's operational doctrine, however, Marine Corps doctrine
does little more than cite the necessity to determine a "desired end
state" that is somehow related to larger strategic purposes. In contrast
to their treatment of, for example, logistical, deployment, or
organizational concepts, neither joint nor service doctrine currently
suggests principles according to which war termination should be
integrated into the campaign planning process. To ensure that our
operational planning effectively serves the requirements of our national
military strategy, this doctrinal gap is one we can ill afford to ignore.
Expanding the Doctrinal Frontier
A concern for war termination suggests three fundamental requirements
that our joint and separate service operational doctrines must address.
First, conflict termination doctrine must assist planners in defining
military conditions and relating those conditions to strategic aims;
second, it must contribute to the tacit bargaining process inherent in the
terminal phases of a war; and finally, it must offer guidance on how best
to make the transition from active hostilities back toward a state of
peace. Let us discuss these in turn.
Since it is highly dependent upon the nature of the conflict scenario,
defining terminal military conditions that relate to overall strategic
aims--the first of our fundamental requirements--is perhaps the most
challenging of these tasks. The difficulty of the task, however, also
underscores its importance. Morton Halperin asserts that, at the strategic
level, "unspecified, non-rigid objectives increase the chances of arriving
at an acceptable compromise and eliminate the domestic costs which would
stem from a failure to gain a stated objective."[14] The American
experience in Lebanon in 1983, however, suggests that flaccid strategic
objectives are perhaps more likely to produce confusion and failure at the
operational level. Clarity of strategic objectives is the essential
precondition to the adequate definition of operational military
objectives; there is, after all, little to be gained by confusing or
deceiving ourselves. Of course, it must be recognized that conditions
defined early in a war--ideally, even prior to the outbreak of
hostilities--may change as events unfold. Nonetheless, the process of
explicitly and clearly defining terminal conditions is an important one,
since it requires careful dialogue between civilian (strategic) and
military (operational) leadership which may, in turn, offer some greater
assurance that the defined end state is both politically acceptable and
militarily attainable.[15]
Our second requirement for doctrine explicitly recognizes that war
termination is a game within a game involving aspects of bargaining and
negotiation. Warfighting doctrine must be cognizant of this less visible
aspect of war termination which aims at the opponent's decision process.
Simply stated, by manipulating the cost-versus-gain equation, a
commander's operational decisions can influence an opponent's strategic
decision-making. In the recent Gulf War, for instance, the US Central
Command's sweeping envelopment maneuver was brilliantly effective not only
because it neutralized the Republican Guard forces, the Iraqi army's
center of gravity. It also placed a significant allied force in position
to threaten Baghdad, thus creating added incentive for Iraq to agree to an
early cease-fire. An operational decision had affected an opponent's
strategic calculus by creating additional allied leverage.
At the operational level, then, the military contribution should serve
to increase (or at least not decrease) the leverage available to national
decision-makers during the terminal phases of a war. This task becomes
more difficult when a war goes badly and the initial objectives are not
attained. Even a "totally defeated" power such as Japan in August 1945,
however, retains some leverage: the possibility that Japan might not
submit cooperatively to Allied occupation provided an inducement for the
Allied Powers to modify their terms of "unconditional surrender" to
include retention of the Japanese Emperor.
Lastly, recalling the dog in the old joke who chases the fire truck
(has he considered what he will do should he catch it?), our doctrine on
conflict termination should cause us to think through the implications of
successfully attaining our objectives. It should suggest ways to make the
transition from battlefield success to a post-hostilities environment in a
manner that preserves and reinforces our political objectives. During this
aspect of the war termination process, the role of various civilian
national or international agencies may become increasingly prominent, and
particular responsibilities may transfer from the military to the civilian
domain at this stage. Various civil affairs functions, especially refugee
control and humanitarian assistance, come to mind as examples in which a
transition toward greater civil relief agency involvement may be prudent.
As the bridge between war and peace, war termination doctrine should
address the issue of when and how to move from a military-dominant role in
the post-hostilities phase. History is replete with examples of warfare
that solved one set of problems only to give rise to other, if less acute,
difficulties. Both the Gulf War and the US invasion of Panama typify the
civil-military challenges likely to be a common product of regional war:
providing food, shelter, and medical care to refugees; reinstating civil
order; restoring civil government. Our doctrine must recognize that
effective war termination must link the war-fighting phases of a conflict
with the post-hostilities environment, which may well require tapping into
the resources, expertise, and authorities of agencies outside the
Department of Defense. Like planning in the low-intensity conflict arena,
then, formulation of war termination plans can truly be effective only if
accomplished in an interagency context.[16]
War Termination in the Korean Case
For those who have considered the issue of conflict termination at the
strategic level, the Korean War has often provided a common basis for
discussion of problems inherent in the process. And at the operational
level as well, the Korean case brings to light many of these requirements
for war termination doctrine.
The Korean War had clearly entered its terminal phase by June 1951; by
that date, an informed, objective observer could certainly have predicted
the general outline of the eventual outcome.[17] MacArthur's brilliant
stroke at Inchon in September 1950 had given United Nations forces the
upper hand and had prompted an upward revision in US war aims from
restoration of the status quo ante bellum along the 38th parallel toward
reunification of the entire peninsula under South Korean control. Pursuit
of this expanded objective triggered massive Chinese intervention in
November, prompting MacArthur's laconic comment, "We face an entirely new
war."
By March 1951, however, the Chinese offensive had effectively been
blunted, and an objective observer could certainly have concluded that the
Chinese and North Koreans, having thrown their best punch, had been denied
the opportunity to achieve their maximum political objective of
unification of the peninsula under communist rule. As the United Nations
pursued its spring offensive, the Eighth Army Commander, General James Van
Fleet, would later comment that "in June 1951 we had the Chinese whipped.
They were definitely gone. They were in awful shape. During the last week
in May we captured more than 10,000 prisoners."[18]
Likewise, while the United States had not necessarily been denied its
maximum objective, the evident costs of pursuing reunification under a
South Korean regime, together with growing anxiety over Soviet intentions
in Europe, caused the Truman Administration to step back from that
expanded war aim. Restoration of the 38th parallel accompanied by an
armistice at an early date became the principal American objective.
Throughout the 24-month stalemate that followed, continued hostilities
produced only marginal adjustments in each side's position along the 38th
parallel, while indirect and direct bargaining addressed issues that were
largely ancillary to the original war aims of each. Mindful of MacArthur's
earlier misfortune, Van Fleet elected to halt the United Nations offensive
in mid-June along the 38th parallel, defending this decision in his
memoirs as follows: "The seizure of the land between the truce line and
the Yalu would have merely meant the seizure of more real estate."
Bernard Brodie, among others, has argued that Eighth Army's operational
decision to halt its spring offensive at mid-peninsula forfeited an
opportunity to terminate the war at an early date:
The reason for continuing the extraordinarily successful enterprise
that the U.N. offensive had become had nothing to do with the
acquisition of more real estate. Its purpose should have been to
continue maximum pressure on the disintegrating Chinese armies as a
means of getting them not only to request but actually to conclude an
armistice. The line they finally settled for two years later, or
something like that line, might have been achieved in far less time if
we had meanwhile continued the pressure that was disintegrating their
armies.[19]
Negotiations, commingled with intermittent military action by both
sides, continued fitfully for two years. Not until Eisenhower credibly
threatened in February 1953 to resume the United Nations offensive with
the use of nuclear weapons did the Chinese truly begin to bargain in
earnest.[20] By July 1953 both sides had agreed to an armistice under
terms not significantly different from those proposed two years earlier.
The terminal phase of the Korean War illustrates the potentially adverse
consequences that may attend a campaign that fails to abide by the three
fundamental requirements we have set out here for terminating a conflict.
If by June 1951 restoration of the 38th parallel accompanied by an
armistice at an early date had become the principal American strategic
objective, the historical record does not indicate an effort by planners
at either the operational or strategic level to define explicit,
observable conditions that would achieve this strategic aim in its
totality. Restoration of the 38th parallel speaks for itself, but what of
the other two components: a cessation of hostilities (an armistice) and a
time constraint (an early date)? What specific military conditions might
have achieved all three dimensions of the strategic objective? As opposed
to a positive statement of specific operational conditions that should be
sought, planners seemed more concerned with framing operational conditions
in a negative sense--that is, defining what should not be done
(e.g. do not go back to the Yalu), reflecting concerns that the result to
be avoided would be either ineffectual (just "the seizure of more real
estate") or counterproductive (inciting Chinese or Russian escalation).
Decision-makers seemed guided by a belief that holding the 38th parallel
would over some ill-defined period of time result in some unspecified
level of increased casualties or other costs to the Chinese that would
eventually produce an acceptable truce. What level of costs and what
period of time? Whence would come the leverage necessary to compel
termination on terms favorable to us?
Clearly, answers to such questions cannot always, if ever, be obtained
with certainty, but by defining military conditions with a high degree of
specificity, operational planners allow civilian leaders the opportunity
both to examine critically the assumptions that underpin the plan and to
assess whether the military conditions will, in fact, accomplish their
intended political objectives. Again, we underscore the importance of
communication between military and civilian leaders in order to ensure
congruence between operational outcomes and intended political objectives.
Defining both strategic and operational objectives in explicit,
unambiguous terms will do much to ensure this congruence.
If one accepts, as this writer does, Brodie's view that the US Eighth
Army erred in failing to press its June 1951 offensive beyond the
pre-hostilities demarcation line, perhaps northward to the peninsula's
narrow neck, the consequences of that omission--12,000 additional US
casualties over the following two years--provide a compelling argument for
the advantages that accrue if military forces are used to gain greater
leverage during the war termination process. In the regional wars likely
to be the dominant pattern for the foreseeable future, adversaries are
prone to seek the attainment of limited objectives, with the understanding
that some trade-offs are likely to be required on both sides if the
conflict is to remain limited. As in Korea, Vietnam, and the more recent
Persian Gulf conflict, war termination becomes a contest in which
political leverage borne of battlefield success is the dominant theme.
This may at times require planners to define operational objectives that
exceed bottom-line political objectives in order to gain leverage that
will promote expeditious termination of hostilities and the effective
transition to a post-hostilities phase.
Some Guidelines for Campaign Planners
The central argument throughout this essay has been that the current
gap in our operational doctrines regarding conflict termination seriously
hampers our ability to plan effective military campaigns. Working from
commonly accepted war termination precepts at the strategic level and
armed with an appreciation of war termination issues in recent conflicts,
let us propose some tentative first steps toward an appropriate doctrine
in this arena.
• Identify a distinct war termination phase in
the campaign planning process.[21] Simply stated, war termination is too
fundamental an issue to be subordinated as a lesser included component of
some other aspect of the campaign planning process.
• Emphasize a regressive (i.e.
backward-planning) approach to campaign development. Ever mindful of Fred
Iklé's caution that decisionmakers not take the first step toward war
without considering the last, every aspect of a campaign plan--target
selection, rules of engagement, psychological operations, to cite but a
few examples--should be designed and evaluated according to contributions
made or effect upon the explicitly defined end state to be achieved. This
can be accomplished most efficiently in a regressive planning sequence.
• Define the operational conditions to be
produced during the terminal phase of the campaign in explicit,
unambiguous terms. The absence of definition or detail in operational
objectives may produce unintended consequences in the course of a
campaign. More important, the process of defining operational objectives
with a high degree of clarity should prompt increased communication
between the civilian and military leadership that will help to ensure
congruence between operational objectives and the larger policy aims of a
campaign.
• Consider establishing (in consultation with
appropriate civilian decision-makers) operational objectives that exceed
the baseline political objectives of the campaign. Remember that the war
termination process is a part of a larger implicit bargaining process,
even while hostilities continue, and that the military contribution can
significantly affect the leverage available to influence that process.
This may include the seizure of territory or other high-value objectives
whose possession would enhance our government's ability to secure a
favorable political outcome.
• Consider how efforts to eliminate or degrade
your opponent's command and control may affect, positively or negatively,
your efforts to achieve particular objectives. Will your opponent be able
to effect a cease-fire or otherwise control the actions of his forces?
Efforts to target command and control facilities should carefully consider
the trade-offs involved: at what point might the military advantages to be
gained from targeting command and control be outweighed by potentially
adverse effects on the goal of stopping the fighting?
• Consider the manner in which the tempo of the
terminal phase of an operational campaign affects the ability to achieve
established policy objectives. Once a campaign has reached the point of
irreversibility, experience suggests that aggressive exploitation is most
likely to secure the desired objectives at lower costs. A high operational
tempo continues the pressure on the adversary and makes it more difficult
for him to engage in destructive acts that raise the costs of your
victory. Witness, for example, the wanton Iraqi destruction of Kuwaiti oil
fields in the Gulf War. At other times, depending upon one's knowledge of
the enemy's decision process, it may be prudent to consider pauses or
break-points in the terminal phases of a campaign to allow the opponent's
decisionmaking machinery opportunities to cease fighting. This may be
especially important where degraded command and control hampers an
opponent's ability to consider and communicate a decision to quit.[22] In
either circumstance, operational tempo is clearly a key consideration in
war termination.
• View war termination not as the end of
hostilities but as the transition to a new post-conflict phase
characterized by both civil and military problems. This consideration
implies an especially important role for various civil affairs functions.
It also implies a requirement to plan the interagency transfer of certain
responsibilities to national, international, or nongovernmental agencies.
Effective battle hand-off requires planning and coordination before the
fact.
Viewed independently, none of these proposed guidelines appears
startling; some will even suggest, quite correctly, that these
prescriptions are, like so many other aspects of warfighting doctrine,
more exemplary of common sense than of any particular revealed wisdom.
What is startling, however, is the absence of any fully developed approach
to conflict termination in our current warfighting doctrines.
In closing, it seems worth repeating our refrain that the war
termination component of a campaign plan represents a transitional phase:
a transition from war to peace; a transition from a military-dominant role
toward a civilian-dominant role; a transition from a set of circumstances
and problems generally familiar to operational planners toward others with
which they may be decidedly less familiar. These points reinforce the
importance of a high level of dialogue and coordination between civilian
and military decision-makers regarding the conflict termination process.
As Fred Iklé notes, "In preparing a major military operation, military
leaders and civilian officials can effectively work together . . . to
create a well-meshed, integrated plan."[23] The ability of military
leaders to contribute to that joint planning process will in part depend
upon the extent to which they have carefully considered the challenges
posed by the war termination problem in the period before deterrence
fails.
NOTES
1. Neglected, but not ignored. War termination studies were briefly
fashionable in the formative years of nuclear war theorizing, the premier
examples being Thomas Schelling, Arms and Influence (New Haven,
Conn.: Yale Univ. Press, 1966), and Morton Halperin, Limited War in the
Nuclear Age (New York: John Wiley, 1963). Interest in the topic, at
least at the strategic level, was resurrected following the American
retreat from Vietnam, with Fred Iklé's Every War Must End (New
York: Columbia Univ. Press, 1971) representing one of the most thoughtful
contributions to the subject during this period. For a recent treatment,
see Michael R. Rampy, "The Endgame: Conflict Termination and Post-Conflict
Activities," Military Review, 72 (October 1992), 42-54.
2. Studies of war termination have also been colored by ideological
considerations, with more conservative viewers espousing MacArthur's
abhorrence of compromise: "In war, there is no substitute for victory."
Those of a more liberal persuasion have likewise found war termination
studies, especially those relating to strategic nuclear warfare, equally
unpalatable since they feared that "thinking about the unthinkable" might
in fact make the unthinkable more likely.
3. For an early argument that the United States failed to win a
"decisive victory" in the Gulf War, see U.S. News & World Report Staff,
Triumph Without Victory (New York: Times Books/Random House, 1992),
pp. 399-415.
4. While recognizing that principles of war termination may vary as one
moves along the spectrum of conflict from low to high intensity, we focus
here principally at the mid-intensity level. Moreover, at the
mid-intensity level, one can distinguish between terminal campaigns,
which seek war termination as an end state, and enabling campaigns,
which serve some intermediate strategic objective short of termination. In
World War II, Operation Overlord, the Allied cross-channel attack and
drive toward central Germany, provides an example of a terminal campaign
aimed at ending the war in Europe. Overlord's predecessor, Operation Torch
in 1942, aimed at expelling the Axis powers from French North Africa and
offered no pretense that its success would end the war. Rather, as an
enabling campaign, it served the strategic aim of engaging the Axis forces
early on while allowing time to marshal the manpower and materiel required
to mount Overlord. Our discussion here centers on the terminal campaign.
5. Michael Howard, The Franco-Prussian War (New York: Collier
Books, 1969), p. 436.
6. William O. Staudenmaier, "Conflict Termination in the Nuclear Era,"
in Conflict Termination and Military Strategy: Coercion, Persuasion and
War, ed. Stephen J. Cimbala and Keith A. Dunn (Boulder, Colo.:
Westview Press, 1987), p. 30.
7. Stephen J. Cimbala, "The Endgame and War," in Cimbala and Dunn, p.
1-2.
8. Paul R. Pillar, Negotiating Peace: War Termination as a
Bargaining Process (Princeton, N.J.: Princeton Univ. Press, 1983), p.
25. Pillar's observation is drawn from a survey of 142 conflicts over the
period 1800-1980. His analysis suggests that 68 percent of interstate
conflicts, and 48 percent of all categories of conflict, have ended
through some process involving negotiation between belligerent parties.
9. Gregory F. Treverton, "Ending Major Coalition Wars," in Cimbala and
Dunn, p. 93. From this perspective, war termination has, generally of
necessity, been viewed as a rational process admitting little room for
non-rational factors such as anger, a desire for revenge, concerns with
prestige, etc. For discussion of non-rational factors in war termination,
see Michael I. Handel, War Termination--A Critical Survey
(Jerusalem: Hebrew Univ. of Jerusalem, 1978), and Iklé, Every War Must
End.
10. Department of Defense, National Military Strategy of the United
States (Washington: GPO, January 1992), p. 5. Note also that the 1986
Goldwater-Nichols Defense Reorganization Act now requires the Secretary of
Defense to provide the military services "written policy guidance for the
preparation and review of contingency plans." Published annually, the
Contingency Planning Guidance provides the Secretary of Defense, among
other things, an opportunity to go beyond the general language of the
national military strategy and prescribe more specific requirements for
war termination; these, in turn, are transcribed into the Joint Strategic
Capabilities Plan, the document which transmits operational planning
guidance to the theater Commanders-in-Chief.
11. Department of Defense, Joint Warfare of the U.S. Armed Forces,
Joint Pub 1 (Washington: GPO, November 1991). Reference is to Chapter IV,
"Joint Warfare." However, in the current draft version of Joint Pub 3-0,
Doctrine for Joint Operations, there is a brief section titled
"Conflict and War Termination."
12. Department of the Army, Operations, Field Manual 100-5
(Washington: GPO, May 1986), p 10. It should also be noted that the 1986
version of FM 100-5, which sets out the Army's AirLand Battle doctrine, is
currently being revised. The successor doctrine, AirLand Operations, is
expected to deal more explicitly with issues related to conflict
termination. See Colonel James R. McDonough, "Building the New FM 100-5:
Process and Product," Military Review, 72 (October 1991), 12.
13. Department of the Navy, US Marine Corps, Campaigning, FMFM
1-1 (Washington: GPO, January 1990), pp. 33-35.
14. Halperin, p. 130.
15. Perhaps more illustrative of a military "requirement" than an
"objective," McNamara's definition in the early 1960s of "assured
destruction" (20 to 25 percent of the Soviet population and 50 percent of
its industrial capacity) represents the sort of judgment call and
precision that ultimately can come only from civilian authorities. See
Alain C. Enthoven and K. Wayne Smith, How Much Is Enough? Shaping the
Defense Program, 1961-1969 (New York: Harper & Row, 1971), p. 175.
16. See John T. Fishel, Liberation, Occupation, and Rescue: War
Termination and Desert Storm (Carlisle Barracks, Pa.: USAWC Strategic
Studies Institute, 31 August 1992), pp. 66-67.
17. Gay Hammerman defines war termination as beginning at "the point at
which an informed, objective outside observer could predict the outcome of
the war." Hammerman notes the coincidence between this and Clausewitz's
concept of the "point of irreversibility"--the moment at which a
commander's reserves become inferior to those of his adversary. See Gay M.
Hammerman, Conventional Attrition and Battle Termination Criteria: A
Study of War Termination (Loring, Va.: Defense Nuclear Agency Rpt. No.
DNA-TR-81-224, August 1982), p. 11.
18. Bernard Brodie, War and Politics (New York: Macmillan,
1973), p. 92.
19. Ibid., p. 94. Brodie suggests that in large part the offensive was
halted in June 1951 because the Chinese had hinted through intermediaries
of their interest in an armistice.
20. For a perceptive analysis of the role nuclear weapons played in
terminating the Korean War, see Halperin, Limited War in the Nuclear
Age, pp. 47-50.
21. Indeed, the conflict termination phase may itself be divided into
sub-phases reflecting, for example, the transition from military to
civilian preeminence as the process unfolds.
22. Note, for example, after the capture of Napoleon III at Sedan, the
difficulty Bismarck encountered in locating a French "government" duly
empowered to negotiate an armistice. See Howard, The Franco-Prussian
War, pp. 230-34.
As a counterpoint, critics have justifiably suggested that, as with the
1972 bombing halts in Vietnam, such pauses may allow an opponent to renew
his resources or, alternatively, may signal a lack of resolve--or both.
See, e.g., Colonel Harry G. Summers, Jr., On Strategy: A Critical
Analysis of the Vietnam War (Novato, Calif.: Presidio Press, 1982),
pp. 156-57. Ironclad principles are not to be found here. Had seizure of
Baghdad been an allied objective during the Gulf War, for example, a
strong case can be made that the Allies would have been well-advised to
communicate that intent clearly to the Iraqis, and momentarily pause
outside Baghdad in an effort to negotiate its surrender prior to incurring
the costs (on both sides) inevitably associated with either the siege or
offensive campaign that would have been required.
23. Iklé, Every War Must End, p. 85.
Lieutenant Colonel James W. Reed serves as a Special Assistant to the
Secretary of the Army. His previous tours include command of a mechanized
infantry battalion at Fort Polk, Louisiana, and assignment as a strategic
planner in the Office of the Deputy Chief of Staff for Operations and
Plans. A 1992 graduate of the Naval War College, he holds an A.B. from the
University of Michigan and an M.A.L.D. from the Fletcher School of Law and
Diplomacy. He coedited and contributed to Defense Reform Debate: Issues
and Analysis (Johns Hopkins Univ. Press, 1984).
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